Financial Services Agency disciplinary action against 太陽有限責任監査法人
First written in FY2023. 1 of 2 entries say "Materialised", first in FY2023. Latest entry: FY2024.
22 other companies' latest entry also says "Mitigated".
- FY2024MitigatedAnnual report
「Regarding the above action by the Financial Services Agency, the Audit & Supervisory Board received reports from 太陽有限責任監査法人 on the progress of its business improvement plan and related matters, requested explanations, and deliberated on the matter. It determined that there was no impact on the firm’s eligibility to serve as our accounting auditor or on our audit work, and that audit reliability would be ensured by the systematic audit and review structures established through initiatives implemented in line with the business improvement plan.」
Regarding the Financial Services Agency’s disciplinary action, the company received a progress report on the improvement plan from the audit firm and determined that there was no impact on its audit work and that audit reliability would be ensured. - FY2023MaterialisedAnnual report
「太陽有限責任監査法人 received disciplinary action from the Financial Services Agency dated 26 December 2023. The details are as follows. Nature of action: suspension of activities relating to entering into new contracts for 3 months, from 1 January 2024 to 31 March of the same year.」
The company disclosed that its accounting auditor had received disciplinary action from the Financial Services Agency, including a 3-month suspension from entering into new contracts. The company received reports on the business improvement plan and related matters and determined that there would be no immediate impact on its audit work.