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Share Issuance and Disposal3903gumi Inc.Information and Communications, Services and Others

Notice Concerning the Monthly Exercise Status of the 26th Series of Stock Acquisition Rights (with Exercise Price Adjustment Provisions)

During March 2026, 2,380 of the 26th Series Stock Acquisition Rights were exercised, and 238,000 shares were delivered. The balance of unexercised rights at month-end was 63,932.

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Neutral
Direction inferred from the company’s description.
Scale
238000
Shares
Wording
Definitive
How definitive the wording is.

Details of issuance or disposal

Monthly exercise status of stock acquisition rights with an exercise price adjustment clause

Who receives how much

Shares delivered during the month: 238,000 shares (238,000 new shares and 0 treasury shares transferred)

SBI SECURITIES CO., LTD. (the allottee at the time of issuance on 20 October 2025)

The lower thin line represents the existing number of shares to which these shares will be added.

Existing Shares and Increase
+0.48%Rate of increase
53,608,034 shares53,846,034Shares

Exercise ratio subject to exercise restrictions resulting from exercises during the month: 0.48% (①238,000 shares / ②49,527,234 shares)

The dilution rate shows what proportion the newly issued shares represent of the existing shares. The higher the proportion, the more the value and voting rights per share are diluted.

Terms of the stock acquisition rights
Exercise price
¥319 or ¥327, among others (the exercise price on each exercise date during the month concerned); details of the adjustment clause and the adjustment floor: not disclosed
Number of Stock Acquisition Rights
Total number issued: not disclosed; exercised during the month: 2,380; unexercised balance at the end of the preceding month: 66,312; unexercised balance at month-end: 63,932
Procedures under the Corporate Code of Conduct
The disclosure describes compliance with exercise restrictions under Article 434 of the Tokyo Stock Exchange's Securities Listing Regulations and the Japan Securities Dealers Association's Rules Concerning the Handling of Third-Party Allotments and Other Transactions.
Most recent equity financing
26th Series Stock Acquisition Rights with Exercise Price Adjustment Clause issued on 20 October 2025; issue price and proceeds: not disclosed
Details of issuance or disposal
ItemDetails
Type of issuance or disposalMonthly exercise status of stock acquisition rights with an exercise price adjustment clause
Number of shares to be issued or disposed ofShares delivered during the month: 238,000 shares (238,000 new shares and 0 treasury shares transferred)
Intended allotteeSBI SECURITIES CO., LTD. (the allottee at the time of issuance on 20 October 2025)
Dilution RateExercise ratio subject to exercise restrictions resulting from exercises during the month: 0.48% (①238,000 shares / ②49,527,234 shares)
Total number of issued shares53,608,034 shares (as of the end of the month preceding the month concerned) → 53,846,034 shares (assuming the monthly number of shares delivered during the month concerned is simply added)
Exercise price¥319 or ¥327, among others (the exercise price on each exercise date during the month concerned); details of the adjustment clause and the adjustment floor: not disclosed
Number of Stock Acquisition RightsTotal number issued: not disclosed; exercised during the month: 2,380; unexercised balance at the end of the preceding month: 66,312; unexercised balance at month-end: 63,932
Procedures under the Corporate Code of ConductThe disclosure describes compliance with exercise restrictions under Article 434 of the Tokyo Stock Exchange's Securities Listing Regulations and the Japan Securities Dealers Association's Rules Concerning the Handling of Third-Party Allotments and Other Transactions.
Most recent equity financing26th Series Stock Acquisition Rights with Exercise Price Adjustment Clause issued on 20 October 2025; issue price and proceeds: not disclosed
Items this document does not state (19)
Issue price and disposal priceTotal issue valueAmount of funds to be raisedEstimated issuance expensesSpecific use of fundsPayment dateIntended allottee's holding policyBasis for determining the amount to be paidExercise periodTransfer restriction periodConditions for lifting transfer restrictionsReason for acquisition without considerationCategories and Number of Persons CoveredTotal Stock-Based CompensationUnderwriter / lead underwriterOverallotmentStock Split RatioMajor shareholders after the offeringImpact on Business Performance

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

To report the monthly exercise status for March 2026.

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
Notice Concerning the Monthly Exercise Status of the 26th Series of Stock Acquisition Rights (with Exercise Price Adjustment Provisions) | gumi Inc. (3903) timely disclosure | Komori