Komori
Share Issuance and Disposal3823THE WHY HOW DO COMPANY,Inc.Information and Communications, Services and Others

Notice Regarding Approval of the Transfer of the 12th Stock Acquisition Rights

The company approved the transfer of the 37,000 12th Series Stock Acquisition Rights issued in 2022, with ownership changed from Terao Fumitaka (寺尾 文孝), the original allottee, to 株式会社ロビージャパン. The exercise conditions and issuance terms of the stock acquisition rights will not change.

Worth reading
52Recurring
Scored from 4 of 5 sections
Direction
Neutral
Direction inferred from the company’s description.
Scale
37000
Units (100 shares per unit)
Wording
Conditional
How definitive the wording is.

Details of issuance or disposal

Approval of the transfer of the 12th Series Stock Acquisition Rights with an exercise price adjustment clause

Intended allottee
Name 株式会社ロビージャパン / Number of Shares 37,000 units (100 shares per stock acquisition right)
Total issue value

¥20,204,400 (total issuance amount)

Terms of the stock acquisition rights
Exercise price
¥162 per share (initial exercise price). No change resulting from this transfer. Details of the adjustment clause: Not disclosed
Exercise period
28 April 2022 to 27 April 2027
Number of Stock Acquisition Rights
Total issued: 67,800 units. Transferred in this transaction: 37,000 units. Remaining unexercised: Not disclosed
Intended allottee's holding policy
Primarily for investment purposes. There is a possibility that part of the shares acquired through exercise will be sold to fund the exercise, and any sale of shares will be conducted with due consideration for market conditions wherever possible.
Procedures under the Corporate Code of Conduct
In principle, exercise of the portion exceeding the limit is restricted if the number of shares acquired through exercise during a single calendar month exceeds 10% of the number of listed shares as of the payment date. The transferee will also assume the same obligation.
Most recent equity financing
Timing 28 April 2022 / Type New shares issued through a third-party allotment and the 12th Series Stock Acquisition Rights with an exercise price adjustment clause / Amount Not disclosed, Timing 14 July 2025 / Type Transfer of the 15th Series Stock Acquisition Rights / Amount 30,000 units
Impact on Business Performance
The transfer of these stock acquisition rights will have no impact on the Company's results.
Details of issuance or disposal
ItemDetails
Type of issuance or disposalApproval of the transfer of the 12th Series Stock Acquisition Rights with an exercise price adjustment clause
Issue price and disposal price¥298 per stock acquisition right
Total issue value¥20,204,400 (total issuance amount)
Intended allotteeName 株式会社ロビージャパン / Number of Shares 37,000 units (100 shares per stock acquisition right)
Intended allottee's holding policyPrimarily for investment purposes. There is a possibility that part of the shares acquired through exercise will be sold to fund the exercise, and any sale of shares will be conducted with due consideration for market conditions wherever possible.
Exercise price¥162 per share (initial exercise price). No change resulting from this transfer. Details of the adjustment clause: Not disclosed
Exercise period28 April 2022 to 27 April 2027
Number of Stock Acquisition RightsTotal issued: 67,800 units. Transferred in this transaction: 37,000 units. Remaining unexercised: Not disclosed
Procedures under the Corporate Code of ConductIn principle, exercise of the portion exceeding the limit is restricted if the number of shares acquired through exercise during a single calendar month exceeds 10% of the number of listed shares as of the payment date. The transferee will also assume the same obligation.
Most recent equity financingTiming 28 April 2022 / Type New shares issued through a third-party allotment and the 12th Series Stock Acquisition Rights with an exercise price adjustment clause / Amount Not disclosed, Timing 14 July 2025 / Type Transfer of the 15th Series Stock Acquisition Rights / Amount 30,000 units
Impact on Business PerformanceThe transfer of these stock acquisition rights will have no impact on the Company's results.
Items this document does not state (17)
Number of shares to be issued or disposed ofAmount of funds to be raisedEstimated issuance expensesSpecific use of fundsPayment dateDilution RateTotal number of issued sharesBasis for determining the amount to be paidTransfer restriction periodConditions for lifting transfer restrictionsReason for acquisition without considerationCategories and Number of Persons CoveredTotal Stock-Based CompensationUnderwriter / lead underwriterOverallotmentStock Split RatioMajor shareholders after the offering

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

The company explains that, as the share price continues to remain below the exercise price, the transfer to 株式会社ロビージャパン is expected to enable the stock acquisition rights to be exercised promptly and reliably, increasing the likelihood of funding and fulfilling the principle of capital enhancement.

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
Notice Regarding Approval of the Transfer of the 12th Stock Acquisition Rights | THE WHY HOW DO COMPANY,Inc. (3823) timely disclosure | Komori