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Share Issuance and Disposal3719AI storm Co.,Ltd.Information and Communications, Services and Others

Notice Regarding the Monthly Exercise Status of the 10th Series of Stock Acquisition Rights with Exercise Price Adjustment Clauses Issued through a Third-Party Allotment

In October 2026, none of the 10th Series Stock Acquisition Rights were exercised, and the number of shares delivered was 0. As of month-end, 60,679 units remained unexercised, representing 6,067,900 shares, unchanged from the end of the previous month.

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Details of issuance or disposal

10th Series of Stock Acquisition Rights with an Exercise Price Adjustment Clause Issued through a Private Placement

Intended allottee
SINO PRIDE VENTURES LIMITED (allottee at issuance)
発行済株式総数

0.0% (exercise ratio during the target month; dilution rate relative to shares outstanding: Not disclosed)

The dilution rate shows what proportion the newly issued shares represent of the existing shares. The higher the proportion, the more the value and voting rights per share are diluted.

Terms of the stock acquisition rights
Number of Stock Acquisition Rights
Total issued: 229,885 units; unexercised as of the end of the target month: 60,679 units
Procedures under the Corporate Code of Conduct
Details of compliance with the exercise restrictions under Article 434 of the Tokyo Stock Exchange's Securities Listing Regulations and the Japan Securities Dealers Association's Rules Concerning the Handling of Third-Party Allotments, etc.
Most recent equity financing
Timing 13 January 2026 / Type Issuance of the 10th Series Stock Acquisition Rights (with exercise price adjustment clause) / Amount Not disclosed
Details of issuance or disposal
ItemDetails
Type of issuance or disposal10th Series of Stock Acquisition Rights with an Exercise Price Adjustment Clause Issued through a Private Placement
Intended allotteeSINO PRIDE VENTURES LIMITED (allottee at issuance)
Dilution Rate0.0% (exercise ratio during the target month; dilution rate relative to shares outstanding: Not disclosed)
Total number of issued shares37,621,232 shares (as of the end of the month preceding the target month) → Not disclosed
Number of Stock Acquisition RightsTotal issued: 229,885 units; unexercised as of the end of the target month: 60,679 units
Procedures under the Corporate Code of ConductDetails of compliance with the exercise restrictions under Article 434 of the Tokyo Stock Exchange's Securities Listing Regulations and the Japan Securities Dealers Association's Rules Concerning the Handling of Third-Party Allotments, etc.
Most recent equity financingTiming 13 January 2026 / Type Issuance of the 10th Series Stock Acquisition Rights (with exercise price adjustment clause) / Amount Not disclosed
Items this document does not state (21)
Number of shares to be issued or disposed ofIssue price and disposal priceTotal issue valueAmount of funds to be raisedEstimated issuance expensesSpecific use of fundsPayment dateIntended allottee's holding policyBasis for determining the amount to be paidExercise priceExercise periodTransfer restriction periodConditions for lifting transfer restrictionsReason for acquisition without considerationCategories and Number of Persons CoveredTotal Stock-Based CompensationUnderwriter / lead underwriterOverallotmentStock Split RatioMajor shareholders after the offeringImpact on Business Performance

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

This is a report on the monthly exercise status, and no reason was stated for the rights not being exercised.

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
Notice Regarding the Monthly Exercise Status of the 10th Series of Stock Acquisition Rights with Exercise Price Adjustment Clauses Issued through a Third-Party Allotment | AI storm Co.,Ltd. (3719) timely disclosure | Komori