Komori
Share Issuance and Disposal3719AI storm Co.,Ltd.Information and Communications, Services and Others

Notice Regarding Approval of the Partial Transfer of the 10th Stock Acquisition Rights

The Company approved the transfer of 67,009 of the already-issued 10th Series of Stock Acquisition Rights from SINO, the original allottee, to 2 companies. This disclosure does not concern the issuance of new stock acquisition rights or the issuance of shares in connection with the transfer.

Worth reading
67In focus
Scored from 4 of 5 sections
Direction
Neutral
Direction inferred from the company’s description.
Scale
67009
Units (6,700,900 underlying shares)
Wording
Conditional
How definitive the wording is.

Details of issuance or disposal

Approval of the partial transfer of the 10th Series of Stock Acquisition Rights through a third-party allotment, with an exercise price adjustment clause

Who receives how much

DYNAMIC BEST GROUP LIMITED: 51,546 units (5,154,600 shares); EMFO PTE.LTD.: 15,463 units (1,546,300 shares). Total: 67,009 units (6,700,900 shares)

DYNAMIC BEST GROUP LIMITED5,154,600 shares (51,546 stock acquisition rights)
EMFO PTE.LTD.1,546,300 shares (15,463 stock acquisition rights)

The height of each bar represents the proportion of shares received by each allottee. The thin line below represents the number of existing shares to which these shares are added.

¥115 per stock acquisition right (transfer price)
Total issue value

¥26,436,775 (total amount at issuance)

Terms of the stock acquisition rights
Exercise price
Initially ¥261. The exercise price will be adjusted to approximately 93% of the closing price of the Company's common shares on the Tokyo Stock Exchange on the trading day preceding each adjustment date. Floor: ¥150; no ceiling.
Exercise period
13 January 2026 to 10 January 2031
Number of Stock Acquisition Rights
Total issued: 229,885 units. Subject to transfer: 67,009 units. Number of unexercised rights remaining: Not disclosed.
Intended allottee's holding policy
After acquisition, the transferees intend to exercise the rights successively while taking into account market trends, trading volume and share price levels for the Company's shares.
Basis for determining the amount to be paid
The issue price is ¥115 per stock acquisition right. The exercise price will be adjusted to approximately 93% of the closing price on the trading day preceding each adjustment date. The initial exercise price is ¥261, and the floor exercise price is ¥150.
Procedures under the Corporate Code of Conduct
A resolution was approved by the Board of Directors. Based on a report from RiskPro Co., Ltd., the Company confirmed that the transferees have no relationship with antisocial forces. The Company also confirmed, from copies of bank account passbooks, that the transferees had deposit balances substantially exceeding the funds required for the transfer price.
Most recent equity financing
Timing Issued on 17 December 2025 (the reference section states the allotment date as 13 January 2026) / Type 10th Series of Stock Acquisition Rights issued through a third-party allotment, with an exercise price adjustment clause / Amount Total issue price: ¥26,436,775
Impact on Business Performance
The transfer of these stock acquisition rights will have no effect on the Company's results.
Details of issuance or disposal
ItemDetails
Type of issuance or disposalApproval of the partial transfer of the 10th Series of Stock Acquisition Rights through a third-party allotment, with an exercise price adjustment clause
Number of shares to be issued or disposed ofDYNAMIC BEST GROUP LIMITED: 51,546 units (5,154,600 shares); EMFO PTE.LTD.: 15,463 units (1,546,300 shares). Total: 67,009 units (6,700,900 shares)
Issue price and disposal price¥115 per stock acquisition right (transfer price)
Total issue value¥26,436,775 (total amount at issuance)
Intended allotteeName DYNAMIC BEST GROUP LIMITED / Number of Shares 5,154,600 shares (51,546 stock acquisition rights), Name EMFO PTE.LTD. / Number of Shares 1,546,300 shares (15,463 stock acquisition rights)
Intended allottee's holding policyAfter acquisition, the transferees intend to exercise the rights successively while taking into account market trends, trading volume and share price levels for the Company's shares.
Basis for determining the amount to be paidThe issue price is ¥115 per stock acquisition right. The exercise price will be adjusted to approximately 93% of the closing price on the trading day preceding each adjustment date. The initial exercise price is ¥261, and the floor exercise price is ¥150.
Exercise priceInitially ¥261. The exercise price will be adjusted to approximately 93% of the closing price of the Company's common shares on the Tokyo Stock Exchange on the trading day preceding each adjustment date. Floor: ¥150; no ceiling.
Exercise period13 January 2026 to 10 January 2031
Number of Stock Acquisition RightsTotal issued: 229,885 units. Subject to transfer: 67,009 units. Number of unexercised rights remaining: Not disclosed.
Procedures under the Corporate Code of ConductA resolution was approved by the Board of Directors. Based on a report from RiskPro Co., Ltd., the Company confirmed that the transferees have no relationship with antisocial forces. The Company also confirmed, from copies of bank account passbooks, that the transferees had deposit balances substantially exceeding the funds required for the transfer price.
Most recent equity financingTiming Issued on 17 December 2025 (the reference section states the allotment date as 13 January 2026) / Type 10th Series of Stock Acquisition Rights issued through a third-party allotment, with an exercise price adjustment clause / Amount Total issue price: ¥26,436,775
Impact on Business PerformanceThe transfer of these stock acquisition rights will have no effect on the Company's results.
Items this document does not state (15)
Amount of funds to be raisedEstimated issuance expensesSpecific use of fundsPayment dateDilution RateTotal number of issued sharesTransfer restriction periodConditions for lifting transfer restrictionsReason for acquisition without considerationCategories and Number of Persons CoveredTotal Stock-Based CompensationUnderwriter / lead underwriterOverallotmentStock Split RatioMajor shareholders after the offering

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

The transferees are expected to exercise the rights actively, accelerating funding and improving its certainty and flexibility. The transfer is also expected to diversify the investor base and reduce the risk of concentration among specific allottees.

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
Notice Regarding Approval of the Partial Transfer of the 10th Stock Acquisition Rights | AI storm Co.,Ltd. (3719) timely disclosure | Komori