Komori
Share Issuance and Disposal3634Sockets Inc.Information and Communications, Services and Others

Notice Regarding the Issuance of Stock Options (Share Acquisition Rights)

The company has decided to submit to the shareholders' meeting a proposal to issue share acquisition rights free of charge to directors and external collaborators. The share acquisition rights to be issued will cover up to 30,000 shares.

Worth reading
34Immaterial
0–100. This measures how worthwhile something is to read, not how good or bad the company is.
Direction
Neutral
Direction inferred from the company’s description.
Scale
30000
Shares
Wording
Conditional
How definitive the wording is.

Details of issuance or disposal

Issuance of stock options (new share acquisition rights)

発行・処分する株式数30,000Shares

Up to 30,000 common shares of the Company

Intended allottee
Category The company's directors and external collaborators / Number of Shares Not disclosed
Free of charge (payment amount for the share acquisition rights)
Terms of the stock acquisition rights
Exercise price
The average closing price for the month preceding the month in which the allotment date falls multiplied by 1.05. However, if this is lower than the closing price on the day preceding the allotment date, the latter price will apply. Adjustment provisions apply in connection with stock splits, consolidations and other events, as well as the issuance of new shares or disposal of treasury shares below market value. Floor: Not disclosed
Exercise period
From the date two years after the day following the allotment date through 31 May 2036
Number of Stock Acquisition Rights
Up to 300 share acquisition rights. Number of unexercised rights remaining: Not disclosed
Reason for acquisition without consideration
If the holder of the share acquisition rights no longer has an ongoing contractual relationship with the company, or if the Board of Directors designates an acquisition date
Categories and Number of Persons Covered
The company's directors and external collaborators. Number of recipients and number of shares allotted by category: Not disclosed
Payment date
No monetary payment is required
Basis for determining the amount to be paid
The exercise price will be the average closing price of the company's shares in regular trading on the Tokyo Stock Exchange on each trading day in the month preceding the month in which the allotment date falls, multiplied by 1.05. However, if this amount is lower than the closing price on the day preceding the allotment date, the latter price will apply.
Procedures under the Corporate Code of Conduct
The proposal will be submitted to the 26th Annual General Meeting of Shareholders scheduled for 23 June 2026, subject to approval and adoption.
Details of issuance or disposal
ItemDetails
Type of issuance or disposalIssuance of stock options (new share acquisition rights)
Number of shares to be issued or disposed ofUp to 30,000 common shares of the Company
Issue price and disposal priceFree of charge (payment amount for the share acquisition rights)
Payment dateNo monetary payment is required
Intended allotteeCategory The company's directors and external collaborators / Number of Shares Not disclosed
Basis for determining the amount to be paidThe exercise price will be the average closing price of the company's shares in regular trading on the Tokyo Stock Exchange on each trading day in the month preceding the month in which the allotment date falls, multiplied by 1.05. However, if this amount is lower than the closing price on the day preceding the allotment date, the latter price will apply.
Exercise priceThe average closing price for the month preceding the month in which the allotment date falls multiplied by 1.05. However, if this is lower than the closing price on the day preceding the allotment date, the latter price will apply. Adjustment provisions apply in connection with stock splits, consolidations and other events, as well as the issuance of new shares or disposal of treasury shares below market value. Floor: Not disclosed
Exercise periodFrom the date two years after the day following the allotment date through 31 May 2036
Number of Stock Acquisition RightsUp to 300 share acquisition rights. Number of unexercised rights remaining: Not disclosed
Reason for acquisition without considerationIf the holder of the share acquisition rights no longer has an ongoing contractual relationship with the company, or if the Board of Directors designates an acquisition date
Categories and Number of Persons CoveredThe company's directors and external collaborators. Number of recipients and number of shares allotted by category: Not disclosed
Procedures under the Corporate Code of ConductThe proposal will be submitted to the 26th Annual General Meeting of Shareholders scheduled for 23 June 2026, subject to approval and adoption.
Items this document does not state (16)
Total issue valueAmount of funds to be raisedEstimated issuance expensesSpecific use of fundsIntended allottee's holding policyDilution RateTotal number of issued sharesTransfer restriction periodConditions for lifting transfer restrictionsTotal Stock-Based CompensationUnderwriter / lead underwriterOverallotmentStock Split RatioMost recent equity financingMajor shareholders after the offeringImpact on Business Performance

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

The purpose is to increase motivation and morale to improve the company's performance and to continue enhancing corporate value steadily and at an accelerated pace.

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
Notice Regarding the Issuance of Stock Options (Share Acquisition Rights) | Sockets Inc. (3634) timely disclosure | Komori