Decision and Details
The Securities and Exchange Surveillance Commission's filing of a criminal complaint against the Company's former employee
The Company's former employee was suspected of violating the Financial Instruments and Exchange Act (insider trading regulations). The Company stated that it would re-examine its compliance training, internal regulations and information management systems, and work to strengthen and thoroughly implement measures to prevent recurrence.
| Item | Details |
|---|---|
| Matter Covered | The Securities and Exchange Surveillance Commission's filing of a criminal complaint against the Company's former employee |
| Decision Date | 29 June 2026 (the date of the Securities and Exchange Surveillance Commission's announcement) |
| Implementation Date | 29 June 2026 (announcement of the criminal complaint; completed) |
| Reason | The Company's former employee was suspected of violating the Financial Instruments and Exchange Act (insider trading regulations). The Company stated that it would re-examine its compliance training, internal regulations and information management systems, and work to strengthen and thoroughly implement measures to prevent recurrence. |
| Governing Rule | Financial Instruments and Exchange Act (violation of insider trading regulations) |
| Future plans | The Company will fully cooperate with the investigation by the relevant authorities, conduct compliance training, re-examine its internal regulations and information management systems, and work to further strengthen and thoroughly implement measures to prevent recurrence. |
Items this document does not state (6)
These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.
The reasons the company gives
The company's own explanation, not something inferred from the numbers.The former employee was suspected of violating the Financial Instruments and Exchange Act (insider trading regulations), and the Securities and Exchange Surveillance Commission filed a criminal complaint with the Tokyo District Public Prosecutors Office. The Company stated that it would strengthen and thoroughly implement measures to prevent recurrence.