Compulsory investigation by the Securities and Exchange Surveillance Commission on suspicion of violating the Financial Instruments and Exchange Act (insider trading regulations)
A former employee of 株式会社ティーケーピー (name not disclosed)
Related procedures
Compulsory investigation by the Securities and Exchange Surveillance Commission
Securities and Exchange Surveillance Commission
Company response
Compulsory investigation by the Securities and Exchange Surveillance Commission. No third-party committee or special investigation committee is mentioned.
The company will also re-examine the implementation of compliance education, as well as the operation of its internal rules and information management systems, and will work to ensure the thorough implementation of measures to prevent recurrence and improve their effectiveness.
The company will fully cooperate with the investigation by the relevant authorities. It will re-examine the implementation of compliance education, as well as the operation of its internal rules and information management systems, and will work to ensure the thorough implementation of measures to prevent recurrence and improve their effectiveness.
If any facts requiring disclosure come to light, the company will promptly announce them.
| Item | Details |
|---|---|
| Event name | Compulsory investigation by the Securities and Exchange Surveillance Commission on suspicion of violating the Financial Instruments and Exchange Act (insider trading regulations) |
| Date recognized / date notice received | 21 April 2026 (the reports on certain media coverage refer to “today”) |
| Subject Entity | A former employee of 株式会社ティーケーピー (name not disclosed) |
| Type of litigation or proceeding | Compulsory investigation by the Securities and Exchange Surveillance Commission |
| Court or authority | Securities and Exchange Surveillance Commission |
| Investigation structure | Compulsory investigation by the Securities and Exchange Surveillance Commission. No third-party committee or special investigation committee is mentioned. |
| Measures to prevent recurrence | The company will also re-examine the implementation of compliance education, as well as the operation of its internal rules and information management systems, and will work to ensure the thorough implementation of measures to prevent recurrence and improve their effectiveness. |
| Outlook | The company will fully cooperate with the investigation by the relevant authorities. It will re-examine the implementation of compliance education, as well as the operation of its internal rules and information management systems, and will work to ensure the thorough implementation of measures to prevent recurrence and improve their effectiveness. |
| Planned follow-up disclosure | If any facts requiring disclosure come to light, the company will promptly announce them. |
Items this document does not state (16)
These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.
The reasons the company gives
The company's own explanation, not something inferred from the numbers.An explanation of the facts in response to certain media reports. The company has not disclosed the cause of the incident or its impact on business performance.