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Share Issuance and Disposal3189ANAP HOLDINGS INC.Retail

(Update on Previously Disclosed Matter) Notice Regarding Completion of Payment for the Issuance of New Shares, the 11th and 12th Stock Acquisition Rights, and Class A Preferred Shares through a Third-Party Allotment

Payment for the issuance of 72 million common shares and 10 million Class A shares, and the allotment of the 11th and 12th Series Stock Acquisition Rights, under the previously approved third-party allotment was completed on 30 September 2026.

Worth reading
80Important
Scored from 4 of 5 sections
Direction
Improvement
Direction inferred from the company’s description.
Scale
118004300
Number of issued common shares after the issuance
Wording
Definitive
How definitive the wording is.

Details of issuance or disposal

Completion of payment for the issuance of new shares, the 11th and 12th Series Stock Acquisition Rights by third-party allotment, and Class A shares

Who receives how much

Common shares 72,000,000 shares / Class A shares 10,000,000 shares / Potential common shares underlying the 11th Series Stock Acquisition Rights 19,000,000 potential common shares underlying the 11th Series Stock Acquisition Rights / Potential common shares underlying the 12th Series Stock Acquisition Rights 35,500,000 potential common shares underlying the 12th Series Stock Acquisition Rights

ネットプライス事業再生合同会社37,000,000 common shares and 10,000,000 Class A shares
合同会社四谷デジタルイノベーターズ35,000,000 common shares
GAD有限責任事業組合190,000 of the 11th Series Stock Acquisition Rights
EVO FUND355,000 of the 12th Series Stock Acquisition Rights

The height of each bar represents the proportion of shares received by each allottee. The thin line below represents the number of existing shares to which these shares are added.

Common shares ¥50 per share / Class A shares ¥400 per share / 11th Series Stock Acquisition Rights ¥0.01 per stock acquisition right / 12th Series Stock Acquisition Rights ¥0.01 per stock acquisition right
Total issue value

Common shares ¥3,600,000,000 (the amount of funds raised stated in the notes is ¥3,563,450,000) / Class A shares ¥4,000,000,000 / 11th Series Stock Acquisition Rights ¥1,900 in total / 12th Series Stock Acquisition Rights ¥3,550 in total

Amount of funds to be raised
Common shares ¥3,600,000,000; estimated net proceeds of ¥3,563,450,000 / 11th Series Stock Acquisition Rights ¥931,726,900 (separately stated estimated net proceeds: Not disclosed) / 12th Series Stock Acquisition Rights ¥1,756,728,550 (separately stated estimated net proceeds: Not disclosed) / Class A shares ¥4,000,000,000 (separately stated estimated net proceeds: Not disclosed)
Existing Shares and Increase
+156.50%Rate of increase
46,004,300 shares118,004,300Shares

156.50% based solely on the issuance of new common shares (72,000,000 shares ÷ 46,004,300 shares), or 274.33% including the potential shares underlying the Stock Acquisition Rights (126,500,000 shares ÷ 46,004,300 shares)

The dilution rate shows what proportion the newly issued shares represent of the existing shares. The higher the proportion, the more the value and voting rights per share are diluted.

Terms of the stock acquisition rights
Exercise price
¥50 per share for both the 11th and 12th Series. Details of any adjustment provision and the adjustment floor: Not disclosed
Exercise period
From 1 October 2026 to 2 October 2028
Number of Stock Acquisition Rights
190,000 of the 11th Series and 355,000 of the 12th Series. Unexercised balance: Not disclosed
Payment date
30 September 2026
Procedures under the Corporate Code of Conduct
At the extraordinary general meeting of shareholders held on 29 September 2026, proposals concerning a third-party allotment involving substantial dilution and an issuance on favorable terms were approved. The Company entered into a total subscription agreement after the notification under the Financial Instruments and Exchange Act became effective.
Impact on Business Performance
The Company will pursue reforms, including strengthening its financial position and improving the profitability of its existing businesses by securing operating funds, and will work to enhance its business value.
Details of issuance or disposal
ItemDetails
Type of issuance or disposalCompletion of payment for the issuance of new shares, the 11th and 12th Series Stock Acquisition Rights by third-party allotment, and Class A shares
Number of shares to be issued or disposed ofCommon shares 72,000,000 shares / Class A shares 10,000,000 shares / Potential common shares underlying the 11th Series Stock Acquisition Rights 19,000,000 potential common shares underlying the 11th Series Stock Acquisition Rights / Potential common shares underlying the 12th Series Stock Acquisition Rights 35,500,000 potential common shares underlying the 12th Series Stock Acquisition Rights
Issue price and disposal priceCommon shares ¥50 per share / Class A shares ¥400 per share / 11th Series Stock Acquisition Rights ¥0.01 per stock acquisition right / 12th Series Stock Acquisition Rights ¥0.01 per stock acquisition right
Total issue valueCommon shares ¥3,600,000,000 (the amount of funds raised stated in the notes is ¥3,563,450,000) / Class A shares ¥4,000,000,000 / 11th Series Stock Acquisition Rights ¥1,900 in total / 12th Series Stock Acquisition Rights ¥3,550 in total
Amount of funds to be raisedCommon shares ¥3,600,000,000; estimated net proceeds of ¥3,563,450,000 / 11th Series Stock Acquisition Rights ¥931,726,900 (separately stated estimated net proceeds: Not disclosed) / 12th Series Stock Acquisition Rights ¥1,756,728,550 (separately stated estimated net proceeds: Not disclosed) / Class A shares ¥4,000,000,000 (separately stated estimated net proceeds: Not disclosed)
Payment date30 September 2026
Intended allotteeName ネットプライス事業再生合同会社 / Number of shares 37,000,000 common shares and 10,000,000 Class A shares, Name 合同会社四谷デジタルイノベーターズ / Number of shares 35,000,000 common shares, Name GAD有限責任事業組合 / Number of shares 190,000 of the 11th Series Stock Acquisition Rights, Name EVO FUND / Number of shares 355,000 of the 12th Series Stock Acquisition Rights
Dilution Rate156.50% based solely on the issuance of new common shares (72,000,000 shares ÷ 46,004,300 shares), or 274.33% including the potential shares underlying the Stock Acquisition Rights (126,500,000 shares ÷ 46,004,300 shares)
Total number of issued shares46,004,300 common shares and 0 Class A shares → 118,004,300 common shares and 10,000,000 Class A shares(156.50% increase in common shares (Class A shares issued from a base of 0 shares))
Exercise price¥50 per share for both the 11th and 12th Series. Details of any adjustment provision and the adjustment floor: Not disclosed
Exercise periodFrom 1 October 2026 to 2 October 2028
Number of Stock Acquisition Rights190,000 of the 11th Series and 355,000 of the 12th Series. Unexercised balance: Not disclosed
Procedures under the Corporate Code of ConductAt the extraordinary general meeting of shareholders held on 29 September 2026, proposals concerning a third-party allotment involving substantial dilution and an issuance on favorable terms were approved. The Company entered into a total subscription agreement after the notification under the Financial Instruments and Exchange Act became effective.
Impact on Business PerformanceThe Company will pursue reforms, including strengthening its financial position and improving the profitability of its existing businesses by securing operating funds, and will work to enhance its business value.
Items this document does not state (14)
Estimated issuance expensesSpecific use of fundsIntended allottee's holding policyBasis for determining the amount to be paidTransfer restriction periodConditions for lifting transfer restrictionsReason for acquisition without considerationCategories and Number of Persons CoveredTotal Stock-Based CompensationUnderwriter / lead underwriterOverallotmentStock Split RatioMost recent equity financingMajor shareholders after the offering

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

The Company stated that through this third-party allotment it would pursue reforms, including strengthening its financial position and improving the profitability of its existing businesses by securing operating funds, and would work to enhance its business value.

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
(Update on Previously Disclosed Matter) Notice Regarding Completion of Payment for the Issuance of New Shares, the 11th and 12th Stock Acquisition Rights, and Class A Preferred Shares through a Third-Party Allotment | ANAP HOLDINGS INC. (3189) timely disclosure | Komori