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Share Issuance and Disposal3185DREAM VISION CO.,LTD.Retail

Notice Regarding the Large-Scale Exercise of the 12th Series of Stock Acquisition Rights Issued Through a Third-Party Allotment (with Exercise Price Adjustment Provisions)

From 1 to 4 November 2026, 11,500 Series 12 stock acquisition rights were exercised and 1,150,000 new shares were delivered. As a result, the number of unexercised stock acquisition rights decreased from 19,200 to 7,700.

Worth reading
46Recurring
Scored from 4 of 5 sections
Direction
Mixed performance
Direction inferred from the company’s description.
Scale
1150000
shares
Wording
Definitive
How definitive the wording is.

Details of issuance or disposal

Exercise status report for the 12th Series of Stock Acquisition Rights issued through a third-party allotment (with exercise price adjustment clause)

発行・処分する株式数

1,150,000 new shares (4 November 2026)

Intended allottee
Name Long Corridor Alpha Opportunities Master Fund / Number of Shares Not disclosed, Name MAP246 Segregated Portfolio, a segregated portfolio of LMA SPC / Number of Shares Not disclosed, Name BEMAP Master Fund Ltd. / Number of Shares Not disclosed
Terms of the stock acquisition rights
Exercise price
¥73.0 (4 November 2026). Details of the adjustment provisions and the floor price: Not disclosed
Number of Stock Acquisition Rights
Total issued: 21,700; exercised since the beginning of the month: 11,500; unexercised at the end of the previous month: 19,200; currently unexercised: 7,700
Most recent equity financing
Timing 28 September 2026 / Type Series 12 stock acquisition rights issued through a third-party allotment, with an exercise price adjustment clause / Amount Not disclosed
Details of issuance or disposal
ItemDetails
Type of issuance or disposalExercise status report for the 12th Series of Stock Acquisition Rights issued through a third-party allotment (with exercise price adjustment clause)
Number of shares to be issued or disposed of1,150,000 new shares (4 November 2026)
Intended allotteeName Long Corridor Alpha Opportunities Master Fund / Number of Shares Not disclosed, Name MAP246 Segregated Portfolio, a segregated portfolio of LMA SPC / Number of Shares Not disclosed, Name BEMAP Master Fund Ltd. / Number of Shares Not disclosed
Total number of issued shares18,642,500 shares (including 76 treasury shares) → Not disclosed
Exercise price¥73.0 (4 November 2026). Details of the adjustment provisions and the floor price: Not disclosed
Number of Stock Acquisition RightsTotal issued: 21,700; exercised since the beginning of the month: 11,500; unexercised at the end of the previous month: 19,200; currently unexercised: 7,700
Most recent equity financingTiming 28 September 2026 / Type Series 12 stock acquisition rights issued through a third-party allotment, with an exercise price adjustment clause / Amount Not disclosed
Items this document does not state (21)
Issue price and disposal priceTotal issue valueAmount of funds to be raisedEstimated issuance expensesSpecific use of fundsPayment dateIntended allottee's holding policyDilution RateBasis for determining the amount to be paidExercise periodTransfer restriction periodConditions for lifting transfer restrictionsReason for acquisition without considerationCategories and Number of Persons CoveredTotal Stock-Based CompensationUnderwriter / lead underwriterOverallotmentStock Split RatioProcedures under the Corporate Code of ConductMajor shareholders after the offeringImpact on Business Performance

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

The exercise status is being reported because a large number of stock acquisition rights were exercised. No reason for the individual exercises is provided.

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
Notice Regarding the Large-Scale Exercise of the 12th Series of Stock Acquisition Rights Issued Through a Third-Party Allotment (with Exercise Price Adjustment Provisions) | DREAM VISION CO.,LTD. (3185) timely disclosure | Komori