Komori
Share Issuance and Disposal3185DREAM VISION CO.,LTD.Retail

Notice Concerning the Monthly Exercise Status of the 12th Series Stock Acquisition Rights Issued Through a Third-Party Allotment (with Exercise Price Adjustment Provisions)

In October 2026, 2,500 Series 12 stock acquisition rights were exercised, and 250,000 new shares were delivered. As of the end of the month, 19,200 stock acquisition rights remained unexercised.

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250000
Shares
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Details of issuance or disposal

Monthly exercise status of Series 12 stock acquisition rights issued through a third-party allotment, with an exercise price adjustment clause

発行・処分する株式数

250,000 new shares (27 October 2026)

Intended allottee
Name Long Corridor Alpha Opportunities Master Fund / Number of Shares Not disclosed, Name MAP246 Segregated Portfolio, a segregated portfolio of LMA SPC / Number of Shares Not disclosed, Name BEMAP Master Fund Ltd. / Number of Shares Not disclosed
発行済株式総数

250,000 shares delivered during the month; an exercise ratio of 1.4% under the exercise restriction, based on 18,392,500 listed shares as of the payment date for the issuance

The dilution rate shows what proportion the newly issued shares represent of the existing shares. The higher the proportion, the more the value and voting rights per share are diluted.

Terms of the stock acquisition rights
Exercise price
The exercise price during the month ranged from ¥79.8 to ¥106.4. The initial exercise price, details of the adjustment clause and the adjustment floor were Not disclosed
Number of Stock Acquisition Rights
Total issued: 21,700; exercised during the month: 2,500; unexercised at month-end: 19,200
Most recent equity financing
Timing 28 September 2026 / Type Series 12 stock acquisition rights issued through a third-party allotment, with an exercise price adjustment clause / Amount Not disclosed
Details of issuance or disposal
ItemDetails
Type of issuance or disposalMonthly exercise status of Series 12 stock acquisition rights issued through a third-party allotment, with an exercise price adjustment clause
Number of shares to be issued or disposed of250,000 new shares (27 October 2026)
Intended allotteeName Long Corridor Alpha Opportunities Master Fund / Number of Shares Not disclosed, Name MAP246 Segregated Portfolio, a segregated portfolio of LMA SPC / Number of Shares Not disclosed, Name BEMAP Master Fund Ltd. / Number of Shares Not disclosed
Dilution Rate250,000 shares delivered during the month; an exercise ratio of 1.4% under the exercise restriction, based on 18,392,500 listed shares as of the payment date for the issuance
Total number of issued shares18,392,500 shares (as of the end of the month preceding the target month) → Not disclosed
Exercise priceThe exercise price during the month ranged from ¥79.8 to ¥106.4. The initial exercise price, details of the adjustment clause and the adjustment floor were Not disclosed
Number of Stock Acquisition RightsTotal issued: 21,700; exercised during the month: 2,500; unexercised at month-end: 19,200
Most recent equity financingTiming 28 September 2026 / Type Series 12 stock acquisition rights issued through a third-party allotment, with an exercise price adjustment clause / Amount Not disclosed
Items this document does not state (20)
Issue price and disposal priceTotal issue valueAmount of funds to be raisedEstimated issuance expensesSpecific use of fundsPayment dateIntended allottee's holding policyBasis for determining the amount to be paidExercise periodTransfer restriction periodConditions for lifting transfer restrictionsReason for acquisition without considerationCategories and Number of Persons CoveredTotal Stock-Based CompensationUnderwriter / lead underwriterOverallotmentStock Split RatioProcedures under the Corporate Code of ConductMajor shareholders after the offeringImpact on Business Performance

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

To report the monthly exercise status.

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
Notice Concerning the Monthly Exercise Status of the 12th Series Stock Acquisition Rights Issued Through a Third-Party Allotment (with Exercise Price Adjustment Provisions) | DREAM VISION CO.,LTD. (3185) timely disclosure | Komori