Komori
Share Issuance and Disposal3185DREAM VISION CO.,LTD.Retail

Notice Regarding the Large-Scale Exercise of the 12th Stock Acquisition Rights Issued Through a Third-Party Allotment (with Exercise Price Adjustment Provisions)

Of the 12th Series Stock Acquisition Rights, 2,500 were exercised and 250,000 shares were delivered between 1 October and 27 October 2026. As a result, the number of unexercised stock acquisition rights decreased from 21,700 to 19,200.

Worth reading
65In focus
Scored from 2 of 5 sections
Direction
Neutral
Direction inferred from the company’s description.
Scale
250000
shares
Wording
Definitive
How definitive the wording is.

Details of issuance or disposal

Exercise status of the 12th stock acquisition rights issued through a third-party allotment (with exercise price adjustment clause)

発行・処分する株式数

250,000 new shares; 0 treasury shares transferred

Intended allottee
Name Long Corridor Alpha Opportunities Master Fund / Number of Shares Not disclosed, Name MAP246 Segregated Portfolio, a segregated portfolio of LMA SPC / Number of Shares Not disclosed, Name BEMAP Master Fund Ltd. / Number of Shares Not disclosed
Terms of the stock acquisition rights
Exercise price
The exercise prices from 1 October to 27 October 2026 were ¥106.4, ¥103.6, ¥99.8, ¥90.3 and ¥79.8. An adjustment provision applies. The adjustment floor is Not disclosed.
Number of Stock Acquisition Rights
Total issued: 21,700; exercised since the beginning of the month: 2,500; currently unexercised: 19,200
Basis for determining the amount to be paid
The exercise price is subject to adjustment, and was adjusted daily to amounts including ¥106.4, ¥103.6, ¥99.8, ¥90.3 and ¥79.8. The periods for the reference closing price and average share price, and the adjustment rate, are Not disclosed.
Most recent equity financing
12th Series Stock Acquisition Rights issued on 28 September 2026 through a third-party allotment, with an exercise price adjustment provision
Details of issuance or disposal
ItemDetails
Type of issuance or disposalExercise status of the 12th stock acquisition rights issued through a third-party allotment (with exercise price adjustment clause)
Number of shares to be issued or disposed of250,000 new shares; 0 treasury shares transferred
Intended allotteeName Long Corridor Alpha Opportunities Master Fund / Number of Shares Not disclosed, Name MAP246 Segregated Portfolio, a segregated portfolio of LMA SPC / Number of Shares Not disclosed, Name BEMAP Master Fund Ltd. / Number of Shares Not disclosed
Total number of issued shares18,392,500 shares → Not disclosed
Basis for determining the amount to be paidThe exercise price is subject to adjustment, and was adjusted daily to amounts including ¥106.4, ¥103.6, ¥99.8, ¥90.3 and ¥79.8. The periods for the reference closing price and average share price, and the adjustment rate, are Not disclosed.
Exercise priceThe exercise prices from 1 October to 27 October 2026 were ¥106.4, ¥103.6, ¥99.8, ¥90.3 and ¥79.8. An adjustment provision applies. The adjustment floor is Not disclosed.
Number of Stock Acquisition RightsTotal issued: 21,700; exercised since the beginning of the month: 2,500; currently unexercised: 19,200
Most recent equity financing12th Series Stock Acquisition Rights issued on 28 September 2026 through a third-party allotment, with an exercise price adjustment provision
Items this document does not state (20)
Issue price and disposal priceTotal issue valueAmount of funds to be raisedEstimated issuance expensesSpecific use of fundsPayment dateIntended allottee's holding policyDilution RateExercise periodTransfer restriction periodConditions for lifting transfer restrictionsReason for acquisition without considerationCategories and Number of Persons CoveredTotal Stock-Based CompensationUnderwriter / lead underwriterOverallotmentStock Split RatioProcedures under the Corporate Code of ConductMajor shareholders after the offeringImpact on Business Performance

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

To provide investors with information on the large-scale exercise of the 12th Series Stock Acquisition Rights during the period from 1 October to 27 October 2026.

How to read this page

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Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.