Komori
Share Issuance and Disposal3174Happiness and D Co.,Ltd.Retail

Notice Regarding Completion of Exercise of the 14th Stock Acquisition Rights (with an Exercise Price Adjustment Clause) Issued through a Third-Party Allotment and Monthly Exercise Status

The final exercise of the 14th Stock Acquisition Rights issued through a third-party allotment took place on 7 October 2026, completing the exercise of all 6,000 rights. The October exercises resulted in the delivery of 170,000 new shares, leaving 0 rights unexercised.

Worth reading
65In focus
Scored from 2 of 5 sections
Direction
Neutral
Direction inferred from the company’s description.
Scale
170000
Shares
Wording
Definitive
How definitive the wording is.

Details of issuance or disposal

Report on the exercise status of the 14th Stock Acquisition Rights issued through a third-party allotment (with an exercise price adjustment clause)

発行・処分する株式数

170,000 new shares (for October 2026)

Intended allottee
Name Long Corridor Alpha Opportunities Master Fund / Number of Shares Not disclosed, Name MAP246 Segregated Portfolio, a segregated portfolio of LMA SPC / Number of Shares Not disclosed, Name BEMAP Master Fund Ltd. / Number of Shares Not disclosed
Terms of the stock acquisition rights
Exercise price
¥342.0 on 1 and 2 October 2026, and ¥305.1 on 5, 6 and 7 October. Details of the exercise price adjustment clause are Not disclosed in this document.
Number of Stock Acquisition Rights
Total issued: 6,000 rights; exercised in October 2026: 1,700 rights; unexercised balance as of the current date: 0 rights
Procedures under the Corporate Code of Conduct
The company reported the status of the exercise restrictions pursuant to Article 434 of the Listing Regulations. The exercise ratio subject to the exercise restrictions was 5.3%.
Most recent equity financing
Timing 25 June 2026 / Type 14th Stock Acquisition Rights issued through a third-party allotment (with an exercise price adjustment clause) and 2nd unsecured straight bonds / Amount Not disclosed
Details of issuance or disposal
ItemDetails
Type of issuance or disposalReport on the exercise status of the 14th Stock Acquisition Rights issued through a third-party allotment (with an exercise price adjustment clause)
Number of shares to be issued or disposed of170,000 new shares (for October 2026)
Intended allotteeName Long Corridor Alpha Opportunities Master Fund / Number of Shares Not disclosed, Name MAP246 Segregated Portfolio, a segregated portfolio of LMA SPC / Number of Shares Not disclosed, Name BEMAP Master Fund Ltd. / Number of Shares Not disclosed
Total number of issued shares3,621,600 shares (as of the end of the month preceding the relevant month) → Not disclosed
Exercise price¥342.0 on 1 and 2 October 2026, and ¥305.1 on 5, 6 and 7 October. Details of the exercise price adjustment clause are Not disclosed in this document.
Number of Stock Acquisition RightsTotal issued: 6,000 rights; exercised in October 2026: 1,700 rights; unexercised balance as of the current date: 0 rights
Procedures under the Corporate Code of ConductThe company reported the status of the exercise restrictions pursuant to Article 434 of the Listing Regulations. The exercise ratio subject to the exercise restrictions was 5.3%.
Most recent equity financingTiming 25 June 2026 / Type 14th Stock Acquisition Rights issued through a third-party allotment (with an exercise price adjustment clause) and 2nd unsecured straight bonds / Amount Not disclosed
Items this document does not state (20)
Issue price and disposal priceTotal issue valueAmount of funds to be raisedEstimated issuance expensesSpecific use of fundsPayment dateIntended allottee's holding policyDilution RateBasis for determining the amount to be paidExercise periodTransfer restriction periodConditions for lifting transfer restrictionsReason for acquisition without considerationCategories and Number of Persons CoveredTotal Stock-Based CompensationUnderwriter / lead underwriterOverallotmentStock Split RatioMajor shareholders after the offeringImpact on Business Performance

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

To report the completion of the exercise of these Stock Acquisition Rights and the monthly exercise status for October 2026.

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
Notice Regarding Completion of Exercise of the 14th Stock Acquisition Rights (with an Exercise Price Adjustment Clause) Issued through a Third-Party Allotment and Monthly Exercise Status | Happiness and D Co.,Ltd. (3174) timely disclosure | Komori