Komori
Share Issuance and Disposal3174Happiness and D Co.,Ltd.Retail

Notice Concerning the Large-Scale Exercise of the 14th Series of Stock Acquisition Rights Issued Through a Third-Party Allotment (with Exercise Price Adjustment Provisions)

From 1 October to 7 October 2026, 1,700 units of the 14th Series Stock Acquisition Rights were exercised and 170,000 shares were delivered. As a result, the number of unexercised Stock Acquisition Rights fell to 0.

Worth reading
34Immaterial
0–100. This measures how worthwhile something is to read, not how good or bad the company is.
Direction
Neutral
Direction inferred from the company’s description.
Scale
170000
Shares
Wording
Definitive
How definitive the wording is.

Details of issuance or disposal

Exercise status of the 14th Series of Stock Acquisition Rights issued through a third-party allotment (with provisions for adjustment of the exercise price)

Who receives how much

170,000 new shares, 0 transferred treasury shares

["Long Corridor Alpha Opportunities Master Fund","MAP246 Segregated Portfolio, a segregated portfolio of LMA SPC","BEMAP Master Fund Ltd."]

The lower thin line represents the existing number of shares to which these shares will be added.

Existing Shares and Increase
+4.69%Rate of increase
3,621,600 shares3,791,600Shares

4.69% (170,000 shares ÷ 3,621,600 shares outstanding as of the end of the month preceding the target month)

The dilution rate shows what proportion the newly issued shares represent of the existing shares. The higher the proportion, the more the value and voting rights per share are diluted.

Terms of the stock acquisition rights
Exercise price
¥305.1 (5, 6 and 7 October), ¥342.0 (1 and 2 October). Details of the adjustment provision are Not disclosed in this document.
Number of Stock Acquisition Rights
Total issued: 6,000 units; unexercised balance as of the current date: 0 units
Most recent equity financing
14th Series Stock Acquisition Rights issued on 25 June 2026 (with an exercise price adjustment provision). Amount: Not disclosed
Details of issuance or disposal
ItemDetails
Type of issuance or disposalExercise status of the 14th Series of Stock Acquisition Rights issued through a third-party allotment (with provisions for adjustment of the exercise price)
Number of shares to be issued or disposed of170,000 new shares, 0 transferred treasury shares
Intended allottee["Long Corridor Alpha Opportunities Master Fund","MAP246 Segregated Portfolio, a segregated portfolio of LMA SPC","BEMAP Master Fund Ltd."]
Dilution Rate4.69% (170,000 shares ÷ 3,621,600 shares outstanding as of the end of the month preceding the target month)
Total number of issued shares3,621,600 shares → 3,791,600 shares(4.69%)
Exercise price¥305.1 (5, 6 and 7 October), ¥342.0 (1 and 2 October). Details of the adjustment provision are Not disclosed in this document.
Number of Stock Acquisition RightsTotal issued: 6,000 units; unexercised balance as of the current date: 0 units
Most recent equity financing14th Series Stock Acquisition Rights issued on 25 June 2026 (with an exercise price adjustment provision). Amount: Not disclosed
Items this document does not state (20)
Issue price and disposal priceTotal issue valueAmount of funds to be raisedEstimated issuance expensesSpecific use of fundsPayment dateIntended allottee's holding policyBasis for determining the amount to be paidExercise periodTransfer restriction periodConditions for lifting transfer restrictionsReason for acquisition without considerationCategories and Number of Persons CoveredTotal Stock-Based CompensationUnderwriter / lead underwriterOverallotmentStock Split RatioProcedures under the Corporate Code of ConductMajor shareholders after the offeringImpact on Business Performance

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

The company reported the large-scale exercise of these Stock Acquisition Rights during the period from 1 October to 7 October 2026, but did not explain the reasons for the exercise.

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
Notice Concerning the Large-Scale Exercise of the 14th Series of Stock Acquisition Rights Issued Through a Third-Party Allotment (with Exercise Price Adjustment Provisions) | Happiness and D Co.,Ltd. (3174) timely disclosure | Komori