Komori
Share Issuance and Disposal3174Happiness and D Co.,Ltd.Retail

Notice Concerning the Monthly Exercise Status of the 14th Stock Acquisition Rights Issued Through a Third-Party Allotment (with Exercise Price Adjustment Provisions)

In August 2026, 1,800 of the 14th Stock Acquisition Rights were exercised, and 180,000 new shares were delivered. As of month-end, 1,700 rights (170,000 shares) remained unexercised.

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35Immaterial
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Neutral
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180000
Shares
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Definitive
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Details of issuance or disposal

Monthly exercise status of the 14th Stock Acquisition Rights issued through a third-party allotment (with Exercise Price Adjustment Clause)

発行・処分する株式数

Shares delivered during the month: 180,000 new shares. Treasury shares transferred: 0 shares.

Intended allottee
Name Long Corridor Alpha Opportunities Master Fund / Number of Shares Not disclosed, Name MAP246 Segregated Portfolio, a segregated portfolio of LMA SPC / Number of Shares Not disclosed, Name BEMAP Master Fund Ltd. / Number of Shares Not disclosed
発行済株式総数

Exercise ratio subject to the exercise restriction: 5.6% (180,000 shares / 3,191,600 shares)

The dilution rate shows what proportion the newly issued shares represent of the existing shares. The higher the proportion, the more the value and voting rights per share are diluted.

Terms of the stock acquisition rights
Exercise price
The exercise prices in August 2026 were ¥359.1, ¥360.9, ¥362.7, ¥363.6 and ¥369.9. Details of the adjustment clause and the adjustment floor: not disclosed.
Number of Stock Acquisition Rights
Total number issued: 6,000 rights. Exercised during the month: 1,800 rights. Unexercised at month-end: 1,700 rights.
Most recent equity financing
25 June 2026: Issuance of the 14th Stock Acquisition Rights. Amount: not disclosed.
Details of issuance or disposal
ItemDetails
Type of issuance or disposalMonthly exercise status of the 14th Stock Acquisition Rights issued through a third-party allotment (with Exercise Price Adjustment Clause)
Number of shares to be issued or disposed ofShares delivered during the month: 180,000 new shares. Treasury shares transferred: 0 shares.
Intended allotteeName Long Corridor Alpha Opportunities Master Fund / Number of Shares Not disclosed, Name MAP246 Segregated Portfolio, a segregated portfolio of LMA SPC / Number of Shares Not disclosed, Name BEMAP Master Fund Ltd. / Number of Shares Not disclosed
Dilution RateExercise ratio subject to the exercise restriction: 5.6% (180,000 shares / 3,191,600 shares)
Total number of issued shares3,441,600 shares (as of the end of the month preceding the reporting month) → Not disclosed
Exercise priceThe exercise prices in August 2026 were ¥359.1, ¥360.9, ¥362.7, ¥363.6 and ¥369.9. Details of the adjustment clause and the adjustment floor: not disclosed.
Number of Stock Acquisition RightsTotal number issued: 6,000 rights. Exercised during the month: 1,800 rights. Unexercised at month-end: 1,700 rights.
Most recent equity financing25 June 2026: Issuance of the 14th Stock Acquisition Rights. Amount: not disclosed.
Items this document does not state (20)
Issue price and disposal priceTotal issue valueAmount of funds to be raisedEstimated issuance expensesSpecific use of fundsPayment dateIntended allottee's holding policyBasis for determining the amount to be paidExercise periodTransfer restriction periodConditions for lifting transfer restrictionsReason for acquisition without considerationCategories and Number of Persons CoveredTotal Stock-Based CompensationUnderwriter / lead underwriterOverallotmentStock Split RatioProcedures under the Corporate Code of ConductMajor shareholders after the offeringImpact on Business Performance

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

To report the monthly exercise status for August 2026.

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
Notice Concerning the Monthly Exercise Status of the 14th Stock Acquisition Rights Issued Through a Third-Party Allotment (with Exercise Price Adjustment Provisions) | Happiness and D Co.,Ltd. (3174) timely disclosure | Komori