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Share Issuance and Disposal3174Happiness and D Co.,Ltd.Retail

Notice Concerning the Monthly Exercise Status of the 14th Stock Acquisition Rights Issued Through a Third-Party Allotment (with Exercise Price Adjustment Provisions)

In July 2026, 2,500 of the 14th Series of Stock Acquisition Rights were exercised, and 250,000 new shares were delivered. As of month-end, 3,500 rights (350,000 shares) remained unexercised.

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Details of issuance or disposal

14th Series of Stock Acquisition Rights issued through a third-party allotment (with an exercise price adjustment clause)

発行・処分する株式数

Number of shares delivered during the month: 250,000 shares (250,000 new shares, 0 treasury shares transferred)

Intended allottee
Name Long Corridor Alpha Opportunities Master Fund / Number of Shares Not disclosed, Name MAP246 Segregated Portfolio, a segregated portfolio of LMA SPC / Number of Shares Not disclosed, Name BEMAP Master Fund Ltd. / Number of Shares Not disclosed
Terms of the stock acquisition rights
Exercise price
Exercise prices during the month: ¥366.3, ¥368.1, ¥370.8, ¥374.4 and ¥396.0. Details of the adjustment clause and floor: Not disclosed
Number of Stock Acquisition Rights
Total issued: 6,000 rights; unexercised as of the end of the month preceding the subject month: 6,000 rights; unexercised as of the end of the subject month: 3,500 rights
Procedures under the Corporate Code of Conduct
The disclosure describes compliance with the exercise restrictions under Article 434 of the Listing Regulations
Most recent equity financing
Timing 25 June 2026 / Type Issuance of the 14th Series of Stock Acquisition Rights through a third-party allotment (with an exercise price adjustment clause) and the 2nd Series of Unsecured Straight Bonds / Amount Not disclosed
Details of issuance or disposal
ItemDetails
Type of issuance or disposal14th Series of Stock Acquisition Rights issued through a third-party allotment (with an exercise price adjustment clause)
Number of shares to be issued or disposed ofNumber of shares delivered during the month: 250,000 shares (250,000 new shares, 0 treasury shares transferred)
Intended allotteeName Long Corridor Alpha Opportunities Master Fund / Number of Shares Not disclosed, Name MAP246 Segregated Portfolio, a segregated portfolio of LMA SPC / Number of Shares Not disclosed, Name BEMAP Master Fund Ltd. / Number of Shares Not disclosed
Total number of issued shares3,191,600 shares (as of the end of the month preceding the subject month) → Not disclosed
Exercise priceExercise prices during the month: ¥366.3, ¥368.1, ¥370.8, ¥374.4 and ¥396.0. Details of the adjustment clause and floor: Not disclosed
Number of Stock Acquisition RightsTotal issued: 6,000 rights; unexercised as of the end of the month preceding the subject month: 6,000 rights; unexercised as of the end of the subject month: 3,500 rights
Procedures under the Corporate Code of ConductThe disclosure describes compliance with the exercise restrictions under Article 434 of the Listing Regulations
Most recent equity financingTiming 25 June 2026 / Type Issuance of the 14th Series of Stock Acquisition Rights through a third-party allotment (with an exercise price adjustment clause) and the 2nd Series of Unsecured Straight Bonds / Amount Not disclosed
Items this document does not state (20)
Issue price and disposal priceTotal issue valueAmount of funds to be raisedEstimated issuance expensesSpecific use of fundsPayment dateIntended allottee's holding policyDilution RateBasis for determining the amount to be paidExercise periodTransfer restriction periodConditions for lifting transfer restrictionsReason for acquisition without considerationCategories and Number of Persons CoveredTotal Stock-Based CompensationUnderwriter / lead underwriterOverallotmentStock Split RatioMajor shareholders after the offeringImpact on Business Performance

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

To report the monthly exercise status of the Stock Acquisition Rights in July 2026.

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
Notice Concerning the Monthly Exercise Status of the 14th Stock Acquisition Rights Issued Through a Third-Party Allotment (with Exercise Price Adjustment Provisions) | Happiness and D Co.,Ltd. (3174) timely disclosure | Komori