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Share Issuance and Disposal3174Happiness and D Co.,Ltd.Retail

Notice Concerning the Monthly Exercise Status of the 14th Stock Acquisition Rights Issued Through a Third-Party Allotment (with Exercise Price Adjustment Provisions)

The company reported the exercise status of the 14th Series of Stock Acquisition Rights for June 2026. No rights were exercised during the month, and 0 shares were issued. As of month-end, all 6,000 rights (600,000 shares) remained unexercised.

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Details of issuance or disposal

14th Series of Stock Acquisition Rights issued through a third-party allotment (with an exercise price adjustment clause)

Intended allottee
Name Long Corridor Alpha Opportunities Master Fund / Number of Shares Not disclosed, Name MAP246 Segregated Portfolio, a segregated portfolio of LMA SPC / Number of Shares Not disclosed, Name BEMAP Master Fund Ltd. / Number of Shares Not disclosed
発行済株式総数

0.00% (exercises during the month and the exercise ratio subject to exercise restrictions)

The dilution rate shows what proportion the newly issued shares represent of the existing shares. The higher the proportion, the more the value and voting rights per share are diluted.

Terms of the stock acquisition rights
Exercise price
¥374.4 on 26 June 2026 and ¥370.8 on 29 and 30 June 2026. Details of the adjustment clause: Not disclosed
Number of Stock Acquisition Rights
Total issued: 6,000 rights; unexercised as of 25 June 2026: 6,000 rights; unexercised as of the end of June 2026: 6,000 rights
Procedures under the Corporate Code of Conduct
The disclosure describes compliance with the exercise restrictions under Article 434 of the Listing Regulations
Most recent equity financing
25 June 2026: issuance of the 14th Series of Stock Acquisition Rights (with an exercise price adjustment clause); details of the amount: Not disclosed, 25 June 2026: issuance of the 2nd Series of Unsecured Straight Bonds; details of the amount: Not disclosed
Details of issuance or disposal
ItemDetails
Type of issuance or disposal14th Series of Stock Acquisition Rights issued through a third-party allotment (with an exercise price adjustment clause)
Intended allotteeName Long Corridor Alpha Opportunities Master Fund / Number of Shares Not disclosed, Name MAP246 Segregated Portfolio, a segregated portfolio of LMA SPC / Number of Shares Not disclosed, Name BEMAP Master Fund Ltd. / Number of Shares Not disclosed
Dilution Rate0.00% (exercises during the month and the exercise ratio subject to exercise restrictions)
Total number of issued shares3,191,600 shares (as of 25 June 2026) → Not disclosed
Exercise price¥374.4 on 26 June 2026 and ¥370.8 on 29 and 30 June 2026. Details of the adjustment clause: Not disclosed
Number of Stock Acquisition RightsTotal issued: 6,000 rights; unexercised as of 25 June 2026: 6,000 rights; unexercised as of the end of June 2026: 6,000 rights
Procedures under the Corporate Code of ConductThe disclosure describes compliance with the exercise restrictions under Article 434 of the Listing Regulations
Most recent equity financing25 June 2026: issuance of the 14th Series of Stock Acquisition Rights (with an exercise price adjustment clause); details of the amount: Not disclosed, 25 June 2026: issuance of the 2nd Series of Unsecured Straight Bonds; details of the amount: Not disclosed
Items this document does not state (20)
Number of shares to be issued or disposed ofIssue price and disposal priceTotal issue valueAmount of funds to be raisedEstimated issuance expensesSpecific use of fundsPayment dateIntended allottee's holding policyBasis for determining the amount to be paidExercise periodTransfer restriction periodConditions for lifting transfer restrictionsReason for acquisition without considerationCategories and Number of Persons CoveredTotal Stock-Based CompensationUnderwriter / lead underwriterOverallotmentStock Split RatioMajor shareholders after the offeringImpact on Business Performance

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

This was a report on the monthly exercise status; no reason was given for the lack of exercises.

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
Notice Concerning the Monthly Exercise Status of the 14th Stock Acquisition Rights Issued Through a Third-Party Allotment (with Exercise Price Adjustment Provisions) | Happiness and D Co.,Ltd. (3174) timely disclosure | Komori