Komori
Share Issuance and Disposal3174Happiness and D Co.,Ltd.Retail

第三者割当により発行された第13回新株予約権(行使価額修正条項付)の行使完了及び月間行使状況に関するお知らせ

第13回新株予約権の未行使分2,000個が行使され、200,000株が交付された。これにより、本新株予約権6,000個の行使がすべて完了し、未行使分はなくなった。

Worth reading
63In focus
Scored from 3 of 5 sections
Direction
Neutral
Direction inferred from the company’s description.
Scale
200000
Shares
Wording
Definitive
How definitive the wording is.

Details of issuance or disposal

第三者割当による行使価額修正条項付第13回新株予約権の行使状況報告

Who receives how much

新株200,000株(2026年2月分)

Long Corridor Alpha Opportunities Master Fund、MAP246 Segregated Portfolio, a segregated portfolio of LMA SPC、及びBEMAP Master Fund Ltd.

The lower thin line represents the existing number of shares to which these shares will be added.

発行済株式総数

行使制限に係る行使比率:7.7%(交付株式数200,000株/発行の払込日時点における上場株式数2,591,600株)

The dilution rate shows what proportion the newly issued shares represent of the existing shares. The higher the proportion, the more the value and voting rights per share are diluted.

Terms of the stock acquisition rights
Exercise price
541.8円。行使価額修正条項の詳細は本書類ではNot disclosed
Number of Stock Acquisition Rights
発行総数6,000個。前月末時点の未行使2,000個、現時点の未行使0個
Procedures under the Corporate Code of Conduct
The disclosure describes compliance with the exercise restrictions under Article 434 of the Listing Regulations
Most recent equity financing
2025年11月4日:第13回新株予約権(行使価額修正条項付)の発行。金額はNot disclosed
Details of issuance or disposal
ItemDetails
Type of issuance or disposal第三者割当による行使価額修正条項付第13回新株予約権の行使状況報告
Number of shares to be issued or disposed of新株200,000株(2026年2月分)
Intended allotteeLong Corridor Alpha Opportunities Master Fund、MAP246 Segregated Portfolio, a segregated portfolio of LMA SPC、及びBEMAP Master Fund Ltd.
Dilution Rate行使制限に係る行使比率:7.7%(交付株式数200,000株/発行の払込日時点における上場株式数2,591,600株)
Total number of issued shares2,991,600株(対象月の前月末時点、うち自己株式47,062株) → Not disclosed
Exercise price541.8円。行使価額修正条項の詳細は本書類ではNot disclosed
Number of Stock Acquisition Rights発行総数6,000個。前月末時点の未行使2,000個、現時点の未行使0個
Procedures under the Corporate Code of ConductThe disclosure describes compliance with the exercise restrictions under Article 434 of the Listing Regulations
Most recent equity financing2025年11月4日:第13回新株予約権(行使価額修正条項付)の発行。金額はNot disclosed
Items this document does not state (19)
Issue price and disposal priceTotal issue valueAmount of funds to be raisedEstimated issuance expensesSpecific use of fundsPayment dateIntended allottee's holding policyBasis for determining the amount to be paidExercise periodTransfer restriction periodConditions for lifting transfer restrictionsReason for acquisition without considerationCategories and Number of Persons CoveredTotal Stock-Based CompensationUnderwriter / lead underwriterOverallotmentStock Split RatioMajor shareholders after the offeringImpact on Business Performance

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

2025年11月4日に発行した第13回新株予約権について、2026年2月の月間行使状況と、同日をもって行使が全て完了したことを報告するため。

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
第三者割当により発行された第13回新株予約権(行使価額修正条項付)の行使完了及び月間行使状況に関するお知らせ | Happiness and D Co.,Ltd. (3174) timely disclosure | Komori