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Share Issuance and Disposal3174Happiness and D Co.,Ltd.Retail

第三者割当により発行された第13回新株予約権(行使価額修正条項付)の月間行使状況に関するお知らせ

2026年1月に、第13回新株予約権が100個行使され、新株10,000株が交付された。月末時点の未行使残は2,000個(200,000株)となった。

Worth reading
63In focus
Scored from 3 of 5 sections
Direction
Neutral
Direction inferred from the company’s description.
Scale
10000
Shares
Wording
Definitive
How definitive the wording is.

Details of issuance or disposal

第三者割当により発行された第13回新株予約権(行使価額修正条項付)

発行・処分する株式数

対象月間の交付株式数:10,000株(新株10,000株、移転自己株式0株)

Intended allottee
Name Long Corridor Alpha Opportunities Master Fund / Number of Shares Not disclosed, Name MAP246 Segregated Portfolio, a segregated portfolio of LMA SPC / Number of Shares Not disclosed, Name BEMAP Master Fund Ltd. / Number of Shares Not disclosed
発行済株式総数

行使制限に係る行使比率:0.4%(①全ての回号を合算した交付株式数10,000株/②発行の払込日時点における上場株式数2,591,600株)

The dilution rate shows what proportion the newly issued shares represent of the existing shares. The higher the proportion, the more the value and voting rights per share are diluted.

Terms of the stock acquisition rights
Exercise price
対象月の行使価額:603.0円、585.0円、567.9円、560.7円。修正条項の下限はNot disclosed
Number of Stock Acquisition Rights
発行総数6,000個、対象月の前月末時点の未行使2,100個、対象月末時点の未行使2,000個
Procedures under the Corporate Code of Conduct
The disclosure describes compliance with the exercise restrictions under Article 434 of the Listing Regulations
Most recent equity financing
Timing 4 November 2025 / Type 第13回新株予約権(行使価額修正条項付)及び第1回無担保普通社債 / Amount Not disclosed
Details of issuance or disposal
ItemDetails
Type of issuance or disposal第三者割当により発行された第13回新株予約権(行使価額修正条項付)
Number of shares to be issued or disposed of対象月間の交付株式数:10,000株(新株10,000株、移転自己株式0株)
Intended allotteeName Long Corridor Alpha Opportunities Master Fund / Number of Shares Not disclosed, Name MAP246 Segregated Portfolio, a segregated portfolio of LMA SPC / Number of Shares Not disclosed, Name BEMAP Master Fund Ltd. / Number of Shares Not disclosed
Dilution Rate行使制限に係る行使比率:0.4%(①全ての回号を合算した交付株式数10,000株/②発行の払込日時点における上場株式数2,591,600株)
Total number of issued shares2,981,600株(対象月の前月末時点) → Not disclosed
Exercise price対象月の行使価額:603.0円、585.0円、567.9円、560.7円。修正条項の下限はNot disclosed
Number of Stock Acquisition Rights発行総数6,000個、対象月の前月末時点の未行使2,100個、対象月末時点の未行使2,000個
Procedures under the Corporate Code of ConductThe disclosure describes compliance with the exercise restrictions under Article 434 of the Listing Regulations
Most recent equity financingTiming 4 November 2025 / Type 第13回新株予約権(行使価額修正条項付)及び第1回無担保普通社債 / Amount Not disclosed
Items this document does not state (19)
Issue price and disposal priceTotal issue valueAmount of funds to be raisedEstimated issuance expensesSpecific use of fundsPayment dateIntended allottee's holding policyBasis for determining the amount to be paidExercise periodTransfer restriction periodConditions for lifting transfer restrictionsReason for acquisition without considerationCategories and Number of Persons CoveredTotal Stock-Based CompensationUnderwriter / lead underwriterOverallotmentStock Split RatioMajor shareholders after the offeringImpact on Business Performance

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

2026年1月の月間行使状況を報告するため。

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
第三者割当により発行された第13回新株予約権(行使価額修正条項付)の月間行使状況に関するお知らせ | Happiness and D Co.,Ltd. (3174) timely disclosure | Komori