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Share Issuance and Disposal3174Happiness and D Co.,Ltd.Retail

第三者割当により発行された第13回新株予約権(行使価額修正条項付)の月間行使状況に関するお知らせ

2025年12月に、第13回新株予約権が2,400個行使され、新株24万株が交付された。月末時点の未行使分は2,100個(21万株)となった。

Worth reading
69In focus
Scored from 3 of 5 sections
Direction
Neutral
Direction inferred from the company’s description.
Scale
240000
Shares
Wording
Definitive
How definitive the wording is.

Details of issuance or disposal

第三者割当により発行された第13回新株予約権(行使価額修正条項付)の月間行使状況

Who receives how much240,000Shares

対象月間の交付株式数:240,000株(新株)。移転自己株式:記載なし

Long Corridor Alpha Opportunities Master Fund、MAP246 Segregated Portfolio, a segregated portfolio of LMA SPC、及び BEMAP Master Fund Ltd.

The lower thin line represents the existing number of shares to which these shares will be added.

発行済株式総数

行使制限に係る行使比率:9.3%(全ての回号を合算した交付株式数240,000株/発行の払込日時点における上場株式数2,591,600株)

The dilution rate shows what proportion the newly issued shares represent of the existing shares. The higher the proportion, the more the value and voting rights per share are diluted.

Terms of the stock acquisition rights
Exercise price
対象月中の行使価額は531.9円、546.3円、575.1円、595.8円、612.0円。修正条項の詳細および修正の下限はNot disclosed
Number of Stock Acquisition Rights
発行総数6,000個。対象月の前月末時点の未行使数4,500個、対象月末時点の未行使数2,100個。対象月間行使数2,400個
Procedures under the Corporate Code of Conduct
上場規程第434条に基づく行使制限の遵守状況を記載(行使制限に係る行使比率9.3%)
Most recent equity financing
2025年11月4日:第13回新株予約権(行使価額修正条項付)の発行。発行総数6,000個
Details of issuance or disposal
ItemDetails
Type of issuance or disposal第三者割当により発行された第13回新株予約権(行使価額修正条項付)の月間行使状況
Number of shares to be issued or disposed of対象月間の交付株式数:240,000株(新株)。移転自己株式:記載なし
Intended allotteeLong Corridor Alpha Opportunities Master Fund、MAP246 Segregated Portfolio, a segregated portfolio of LMA SPC、及び BEMAP Master Fund Ltd.
Dilution Rate行使制限に係る行使比率:9.3%(全ての回号を合算した交付株式数240,000株/発行の払込日時点における上場株式数2,591,600株)
Total number of issued shares2,741,600株(対象月の前月末時点) → 3,?
Exercise price対象月中の行使価額は531.9円、546.3円、575.1円、595.8円、612.0円。修正条項の詳細および修正の下限はNot disclosed
Number of Stock Acquisition Rights発行総数6,000個。対象月の前月末時点の未行使数4,500個、対象月末時点の未行使数2,100個。対象月間行使数2,400個
Procedures under the Corporate Code of Conduct上場規程第434条に基づく行使制限の遵守状況を記載(行使制限に係る行使比率9.3%)
Most recent equity financing2025年11月4日:第13回新株予約権(行使価額修正条項付)の発行。発行総数6,000個
Items this document does not state (19)
Issue price and disposal priceTotal issue valueAmount of funds to be raisedEstimated issuance expensesSpecific use of fundsPayment dateIntended allottee's holding policyBasis for determining the amount to be paidExercise periodTransfer restriction periodConditions for lifting transfer restrictionsReason for acquisition without considerationCategories and Number of Persons CoveredTotal Stock-Based CompensationUnderwriter / lead underwriterOverallotmentStock Split RatioMajor shareholders after the offeringImpact on Business Performance

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

月間行使状況を報告するため。新株予約権の行使理由や資金使途は本開示では記載されていない。

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
第三者割当により発行された第13回新株予約権(行使価額修正条項付)の月間行使状況に関するお知らせ | Happiness and D Co.,Ltd. (3174) timely disclosure | Komori