Komori
Share Issuance and Disposal3133kaihan co.,Ltd.Retail

Notice Regarding the Monthly Exercise Status of the Ninth Series of Stock Acquisition Rights Issued Through a Third-Party Allotment (with Exercise Price Adjustment Provisions)

During May 2026, 32,600 Ninth Series Stock Acquisition Rights were exercised, resulting in the issuance of 3,260,000 new shares. As of the end of the month, 515,000 Stock Acquisition Rights remained unexercised.

Worth reading
65In focus
Scored from 3 of 5 sections
Direction
Neutral
Direction inferred from the company’s description.
Scale
3260000
Shares
Wording
Definitive
How definitive the wording is.

Details of issuance or disposal

Report on the exercise status of the Ninth Series of Stock Acquisition Rights issued through a third-party allotment (with exercise price adjustment clause)

Who receives how much

Number of shares delivered during the month: 3,260,000 shares (3,260,000 new shares and 0 treasury shares transferred)

EVO FUND (the allottee as of the issuance on 9 March 2026)

The lower thin line represents the existing number of shares to which these shares will be added.

発行済株式総数

5.7% (exercise ratio subject to the exercise restriction; 3,260,000 shares delivered during the month / 56,915,783 listed shares as of the payment date for the issuance)

The dilution rate shows what proportion the newly issued shares represent of the existing shares. The higher the proportion, the more the value and voting rights per share are diluted.

Terms of the stock acquisition rights
Exercise price
Exercise price during the month: ¥196–¥253. Details of the adjustment clause and adjustment floor: Not disclosed
Number of Stock Acquisition Rights
Total issued: 570,000 warrants; exercised during the month: 32,600 warrants; unexercised as of 30 April 2026: 547,600 warrants; unexercised as of the end of May 2026: 515,000 warrants
Procedures under the Corporate Code of Conduct
The disclosure describes compliance with the exercise restrictions under Article 434 of the Listing Regulations
Most recent equity financing
9 March 2026: issuance of the Ninth Series Stock Acquisition Rights (with an Exercise Price Adjustment Clause), the Second Series Unsecured Straight Bonds (private placement to a limited number of investors), and the Third Series Unsecured Straight Bonds (private placement to a limited number of investors) (detailed amounts: Not disclosed)
Details of issuance or disposal
ItemDetails
Type of issuance or disposalReport on the exercise status of the Ninth Series of Stock Acquisition Rights issued through a third-party allotment (with exercise price adjustment clause)
Number of shares to be issued or disposed ofNumber of shares delivered during the month: 3,260,000 shares (3,260,000 new shares and 0 treasury shares transferred)
Intended allotteeEVO FUND (the allottee as of the issuance on 9 March 2026)
Dilution Rate5.7% (exercise ratio subject to the exercise restriction; 3,260,000 shares delivered during the month / 56,915,783 listed shares as of the payment date for the issuance)
Total number of issued shares59,155,783 shares as of 30 April 2026 → Not disclosed
Exercise priceExercise price during the month: ¥196–¥253. Details of the adjustment clause and adjustment floor: Not disclosed
Number of Stock Acquisition RightsTotal issued: 570,000 warrants; exercised during the month: 32,600 warrants; unexercised as of 30 April 2026: 547,600 warrants; unexercised as of the end of May 2026: 515,000 warrants
Procedures under the Corporate Code of ConductThe disclosure describes compliance with the exercise restrictions under Article 434 of the Listing Regulations
Most recent equity financing9 March 2026: issuance of the Ninth Series Stock Acquisition Rights (with an Exercise Price Adjustment Clause), the Second Series Unsecured Straight Bonds (private placement to a limited number of investors), and the Third Series Unsecured Straight Bonds (private placement to a limited number of investors) (detailed amounts: Not disclosed)
Items this document does not state (19)
Issue price and disposal priceTotal issue valueAmount of funds to be raisedEstimated issuance expensesSpecific use of fundsPayment dateIntended allottee's holding policyBasis for determining the amount to be paidExercise periodTransfer restriction periodConditions for lifting transfer restrictionsReason for acquisition without considerationCategories and Number of Persons CoveredTotal Stock-Based CompensationUnderwriter / lead underwriterOverallotmentStock Split RatioMajor shareholders after the offeringImpact on Business Performance

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

To report the monthly exercise status of the Ninth Series Stock Acquisition Rights in May 2026.

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
Notice Regarding the Monthly Exercise Status of the Ninth Series of Stock Acquisition Rights Issued Through a Third-Party Allotment (with Exercise Price Adjustment Provisions) | kaihan co.,Ltd. (3133) timely disclosure | Komori