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Share Issuance and Disposal3133kaihan co.,Ltd.Retail

Notice Concerning the Monthly Exercise Status of the Ninth Series of Stock Acquisition Rights Issued through a Third-Party Allotment (with Exercise Price Adjustment Clause)

In April 2026, 7,650 of the Ninth Series of Stock Acquisition Rights were exercised, resulting in the issuance of 765,000 new shares. As of the end of the month, 547,950 stock acquisition rights remained unexercised.

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Details of issuance or disposal

Report on the exercise status of the Ninth Series of Stock Acquisition Rights issued through a third-party allotment (with exercise price adjustment clause)

Who receives how much

Number of shares delivered during the month: 765,000 shares (new shares: 765,000; transferred treasury shares: 0)

EVO FUND (issued on 9 March 2026)

The lower thin line represents the existing number of shares to which these shares will be added.

発行済株式総数

Shares delivered during the month: 765,000 / shares issued and outstanding as of 31 March 2026: 58,355,783, representing 1.3%. Exercise ratio subject to the exercise restriction: 1.3%

The dilution rate shows what proportion the newly issued shares represent of the existing shares. The higher the proportion, the more the value and voting rights per share are diluted.

Terms of the stock acquisition rights
Exercise price
Subject to an exercise price adjustment clause. Exercise prices during the month: ¥338, ¥325, ¥310, ¥307, ¥303, ¥302, ¥299, ¥300 and ¥303. The lower adjustment limit is Not disclosed
Number of Stock Acquisition Rights
Total issued: 570,000; exercised during the month: 7,650; unexercised as of the end of April 2026: 547,950
Procedures under the Corporate Code of Conduct
The disclosure describes compliance with the exercise restriction under Article 434 of the Listing Regulations. The exercise ratio subject to the exercise restriction is 1.3%.
Most recent equity financing
9 March 2026: Issuance of the Ninth Series of Stock Acquisition Rights (with exercise price adjustment clause), with EVO FUND as the allottee (570,000 rights issued)
Details of issuance or disposal
ItemDetails
Type of issuance or disposalReport on the exercise status of the Ninth Series of Stock Acquisition Rights issued through a third-party allotment (with exercise price adjustment clause)
Number of shares to be issued or disposed ofNumber of shares delivered during the month: 765,000 shares (new shares: 765,000; transferred treasury shares: 0)
Intended allotteeEVO FUND (issued on 9 March 2026)
Dilution RateShares delivered during the month: 765,000 / shares issued and outstanding as of 31 March 2026: 58,355,783, representing 1.3%. Exercise ratio subject to the exercise restriction: 1.3%
Total number of issued sharesAs of 31 March 2026: 58,355,783 shares → Not disclosed
Exercise priceSubject to an exercise price adjustment clause. Exercise prices during the month: ¥338, ¥325, ¥310, ¥307, ¥303, ¥302, ¥299, ¥300 and ¥303. The lower adjustment limit is Not disclosed
Number of Stock Acquisition RightsTotal issued: 570,000; exercised during the month: 7,650; unexercised as of the end of April 2026: 547,950
Procedures under the Corporate Code of ConductThe disclosure describes compliance with the exercise restriction under Article 434 of the Listing Regulations. The exercise ratio subject to the exercise restriction is 1.3%.
Most recent equity financing9 March 2026: Issuance of the Ninth Series of Stock Acquisition Rights (with exercise price adjustment clause), with EVO FUND as the allottee (570,000 rights issued)
Items this document does not state (19)
Issue price and disposal priceTotal issue valueAmount of funds to be raisedEstimated issuance expensesSpecific use of fundsPayment dateIntended allottee's holding policyBasis for determining the amount to be paidExercise periodTransfer restriction periodConditions for lifting transfer restrictionsReason for acquisition without considerationCategories and Number of Persons CoveredTotal Stock-Based CompensationUnderwriter / lead underwriterOverallotmentStock Split RatioMajor shareholders after the offeringImpact on Business Performance

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

This is a report on the monthly exercise status; no reason for the exercises is stated.

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
Notice Concerning the Monthly Exercise Status of the Ninth Series of Stock Acquisition Rights Issued through a Third-Party Allotment (with Exercise Price Adjustment Clause) | kaihan co.,Ltd. (3133) timely disclosure | Komori