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Share Issuance and Disposal3133kaihan co.,Ltd.Retail

Notice Concerning the Monthly Exercise of the Ninth Series of Stock Acquisition Rights Issued through a Third-Party Allotment (with Exercise Price Adjustment Provisions)

In March 2026, 14,400 of the Ninth Series of Stock Acquisition Rights allocated to EVO FUND were exercised, and 1,440,000 new shares were issued. The balance of unexercised rights at month-end was 555,600.

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Details of issuance or disposal

Exercise status of the Ninth Series Share Acquisition Rights issued through a third-party allotment (with a clause for adjustment of the exercise price)

Who receives how much

1,440,000 new shares (0 treasury shares transferred)

EVO FUND (issued on 9 March 2026)

The lower thin line represents the existing number of shares to which these shares will be added.

発行済株式総数

2.5% (exercise ratio subject to exercise restrictions)

The dilution rate shows what proportion the newly issued shares represent of the existing shares. The higher the proportion, the more the value and voting rights per share are diluted.

Terms of the stock acquisition rights
Exercise price
Subject to an exercise price adjustment clause. The exercise prices during the relevant month were ¥374, ¥388, ¥368, ¥365, ¥357, ¥350, ¥349 and ¥362. The adjustment floor was not disclosed.
Number of Stock Acquisition Rights
Total issued: 570,000; unexercised as of 9 March 2026: 570,000; unexercised as of 31 March 2026: 555,600
Procedures under the Corporate Code of Conduct
The disclosure describes compliance with the exercise restrictions under Article 434 of the Listing Regulations
Most recent equity financing
9 March 2026: Issuance of the Ninth Series of Stock Acquisition Rights (with exercise price adjustment clause), allocated to EVO FUND. Amount: not disclosed
Details of issuance or disposal
ItemDetails
Type of issuance or disposalExercise status of the Ninth Series Share Acquisition Rights issued through a third-party allotment (with a clause for adjustment of the exercise price)
Number of shares to be issued or disposed of1,440,000 new shares (0 treasury shares transferred)
Intended allotteeEVO FUND (issued on 9 March 2026)
Dilution Rate2.5% (exercise ratio subject to exercise restrictions)
Total number of issued shares56,915,783 shares (as of 9 March 2026) → Not disclosed
Exercise priceSubject to an exercise price adjustment clause. The exercise prices during the relevant month were ¥374, ¥388, ¥368, ¥365, ¥357, ¥350, ¥349 and ¥362. The adjustment floor was not disclosed.
Number of Stock Acquisition RightsTotal issued: 570,000; unexercised as of 9 March 2026: 570,000; unexercised as of 31 March 2026: 555,600
Procedures under the Corporate Code of ConductThe disclosure describes compliance with the exercise restrictions under Article 434 of the Listing Regulations
Most recent equity financing9 March 2026: Issuance of the Ninth Series of Stock Acquisition Rights (with exercise price adjustment clause), allocated to EVO FUND. Amount: not disclosed
Items this document does not state (19)
Issue price and disposal priceTotal issue valueAmount of funds to be raisedEstimated issuance expensesSpecific use of fundsPayment dateIntended allottee's holding policyBasis for determining the amount to be paidExercise periodTransfer restriction periodConditions for lifting transfer restrictionsReason for acquisition without considerationCategories and Number of Persons CoveredTotal Stock-Based CompensationUnderwriter / lead underwriterOverallotmentStock Split RatioMajor shareholders after the offeringImpact on Business Performance

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

To report the monthly exercise status.

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
Notice Concerning the Monthly Exercise of the Ninth Series of Stock Acquisition Rights Issued through a Third-Party Allotment (with Exercise Price Adjustment Provisions) | kaihan co.,Ltd. (3133) timely disclosure | Komori