Komori
Statutory disclosure document3113UNIVA Oak Holdings LimitedFinancials (excluding banks)

Confirmation of Reporting on the Transfer of Shares Issued through a Third-Party Allotment (New Shares)

For new shares acquired through the third-party allotment, the acquirer is required to report and provide confirmation if the shares are transferred within 2 years, and consents to the submission of documents to the exchange and their availability for public inspection.

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Neutral
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Scale
12605633
Shares
Wording
Definitive
How definitive the wording is.

Decision and Details

Undertaking to report transfers of the 12,605,633 Party B shares scheduled to be allotted on 1 April 2026

Decision1 April 2026 (date stated in and date of execution of the undertaking)
Period Covered2 years from 1 April 2026
Implementation1 April 2026 (scheduled share allotment date)
Going forwardImmediately after the undertaking is executed, Party B will submit a copy to the Tokyo Stock Exchange, which will make it available for public inspection. If the shares subject to this matter are transferred during the period, Party A will promptly report this in writing to Party B, and Party B will promptly report it in writing to the Tokyo Stock Exchange.
Quantity / scale12,605,633 shares subject to this matter
Reason

Based on Article 422 of the Tokyo Stock Exchange Listing Regulations and Part II, Chapter 4, Section 2, Subsection 2 of the Enforcement Rules prescribed by the Tokyo Stock Exchange

Decision and Details
ItemDetails
Matter CoveredUndertaking to report transfers of the 12,605,633 Party B shares scheduled to be allotted on 1 April 2026
Decision Date1 April 2026 (date stated in and date of execution of the undertaking)
Implementation Date1 April 2026 (scheduled share allotment date)
Period Covered2 years from 1 April 2026
Quantity / scale12,605,633 shares subject to this matter
ReasonBased on Article 422 of the Tokyo Stock Exchange Listing Regulations and Part II, Chapter 4, Section 2, Subsection 2 of the Enforcement Rules prescribed by the Tokyo Stock Exchange
Governing RuleArticle 422 of the Listing Regulations of Tokyo Stock Exchange, Inc. and Part II, Chapter 4, Section 2, Subsection 2 of the Enforcement Rules
Future plansImmediately after the undertaking is executed, Party B will submit a copy to the Tokyo Stock Exchange, which will make it available for public inspection. If the shares subject to this matter are transferred during the period, Party A will promptly report this in writing to Party B, and Party B will promptly report it in writing to the Tokyo Stock Exchange.
Items this document does not state (4)
Decision-Making BodyAmountImpact on Business PerformanceRelated previous disclosures

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

Based on Article 422 of the Tokyo Stock Exchange Listing Regulations and the relevant provisions of the Enforcement Rules.

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Confirmation of Reporting on the Transfer of Shares Issued through a Third-Party Allotment (New Shares) | UNIVA Oak Holdings Limited (3113) timely disclosure | Komori