Company-Wide Risk Assessments and Information Security Audits
First written in FY2016. 3 of 6 entries say "Restated". Latest entry: FY2024.
92 other companies' latest entry also says "Restated".
- FY2024RestatedAnnual report
「One audit is conducted each year under the Information Security Audit Guidelines. The Corporate Risk Management Regulations also provide for establishing a disaster response committee in the event of a disaster, but no disaster event constituting a corporate risk has occurred.」
Regular risk assessments, an annual information security audit, and a disaster response framework remain in place. - FY2020RestatedAnnual report
「One audit is conducted each year under the Information Security Audit Guidelines. The Corporate Risk Management Regulations also provide for establishing a disaster response committee in the event of a disaster, but no disaster event constituting a corporate risk has occurred.」
The provisions for an annual information security audit, risk assessment, and establishment of a disaster preparedness committee remain in place. - FY2020-Q3AdvancedAnnual report
「In response to losses in March caused by market volatility resulting from the impact of COVID-19, eワラント証券 strengthened overall risk management and its trading systems.」
In addition to the existing market risk management framework, overall risk management and the trading system were strengthened following market volatility caused by COVID-19. - FY2018AdvancedAnnual report
「The trading department manages market risk by keeping within predetermined limits the risk of losses that may arise from fluctuations in stock prices, interest rates, other price-related factors, foreign exchange rates and other market-wide factors affecting securities and derivatives held, foreign-currency-denominated assets and liabilities such as foreign currency deposits, and from other causes. The limits are determined by the Investment and Risk Management Committee and monitored by the Risk Management Office.」
Market risk management in the financial instruments trading business is described as a specific framework involving the setting of limits, determination by the Investment and Risk Management Committee, and monitoring by the Risk Management Office. - FY2017RestatedAnnual report
「One audit is conducted each year under the Information Security Audit Guidelines. The Corporate Risk Management Regulations also provide for establishing a disaster response committee in the event of a disaster, but no disaster event constituting a corporate risk has occurred.」
Regular risk assessments, one information security audit each year, and disaster response systems remain in place. - FY2016First statedAnnual report
「Under the Corporate Risk Assessment Regulations, the finance department conducts regular risk assessments using a risk checklist. The internal audit department's company-wide internal control assessment confirmed that identified risks and response measures are reported to and deliberated by the management meeting. One audit is conducted each year under the Information Security Audit Guidelines.」
The disclosure describes risk management measures combining regular assessments using a risk checklist, deliberation by the management meeting, confirmation by internal audit, and one information security audit each year.