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Statutory disclosure document2160GNI Group Ltd.Pharmaceuticals

Confirmation of Reporting on the Transfer of Shares Issued through a Third-Party Allotment (New Shares)

Toho Holdings undertook to comply with reporting obligations and other requirements if it transfers the new shares allotted to it by GNI Group within a specified period. The undertaking will be submitted to the Tokyo Stock Exchange and made available for public inspection.

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Direction
Neutral
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Scale
1994858
Shares
Wording
Definitive
How definitive the wording is.

Decision and Details

Confirmation of Reporting on the Transfer of Shares Issued through a Third-Party Allotment (New Shares)

Period Covered2 years from 1 July 2026
Implementation1 July 2026 (scheduled allotment date)
Going forwardParty A will immediately submit a copy of this undertaking to the Tokyo Stock Exchange after its execution. The Tokyo Stock Exchange will make it available for public inspection. If Party A transfers the shares subject to this matter during the two-year period from 1 July 2026, Party A will immediately report the transfer to Party B, and Party B will report it to the Tokyo Stock Exchange.
Quantity / scale1,994,858 shares subject to this matter
Reason

Based on Article 422 of the Tokyo Stock Exchange Listing Regulations and Part II, Chapter 4, Section 2, Subsection 2 of the Enforcement Rules

Decision and Details
ItemDetails
Matter CoveredConfirmation of Reporting on the Transfer of Shares Issued through a Third-Party Allotment (New Shares)
Implementation Date1 July 2026 (scheduled allotment date)
Period Covered2 years from 1 July 2026
Quantity / scale1,994,858 shares subject to this matter
ReasonBased on Article 422 of the Tokyo Stock Exchange Listing Regulations and Part II, Chapter 4, Section 2, Subsection 2 of the Enforcement Rules
Governing RuleArticle 422 of the Tokyo Stock Exchange Listing Regulations; Part II, Chapter 4, Section 2, Subsection 2 of the Enforcement Rules
Future plansParty A will immediately submit a copy of this undertaking to the Tokyo Stock Exchange after its execution. The Tokyo Stock Exchange will make it available for public inspection. If Party A transfers the shares subject to this matter during the two-year period from 1 July 2026, Party A will immediately report the transfer to Party B, and Party B will report it to the Tokyo Stock Exchange.
Items this document does not state (5)
Decision-Making BodyDecision DateAmountImpact on Business PerformanceRelated previous disclosures

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

To fulfill obligations under the Tokyo Stock Exchange Listing Regulations and Enforcement Rules.

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Confirmation of Reporting on the Transfer of Shares Issued through a Third-Party Allotment (New Shares) | GNI Group Ltd. (2160) timely disclosure | Komori