Komori
Daiho (1822) · InitiativeAdvanced

Raising Capital Through Public Offerings and Third-Party Allotments

First written in FY2016. 14 of 18 entries say "Advanced", first in FY2021-Q2. Latest entry: FY2026.

18entries
11years
0from disclosures
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How it moved
ProgressHeldSoftenedWorseFirst statedFY2016 – FY2018-Q2AdvancedFY2021-Q2 – FY2024-Q1AdvancedFY2024 – FY20262016: 120162017: 120172018: 020182019: 020192020: 120202021: 420212022: 320222023: 320232024: 320242025: 120252026: 12026
Same theme, other companies
General Capital Raising through a Public Offering and Third-Party AllotmentA theme 29 companies write about · 0 as a headwind · 29 as a tailwind

6 other companies' latest entry also says "Advanced".

Ridges = years it wrote progress, valleys = years it wrote worse. Most hopeful companies at the back. Drag to turn, scroll to zoom, right-drag to pan. On a phone, two fingers turn and pinch to zoom; one finger scrolls the page.
Showing 14 of the 29 companies compared. The sentences above are computed from all 29.
Full recordFilings, disclosures and news, newest first
  1. FY2026AdvancedAnnual report

    「Number of the relevant convertible bonds with stock acquisition rights, etc., with exercise price adjustment clauses exercised during the period (units): 11; shares delivered upon exercise during the period (shares): 19,790」

    Exercise of the convertible bonds with stock acquisition rights progressed, with 11 units and 19,790 shares delivered during the fiscal year. Cumulatively, 7,993 units had been exercised, 2,647,099 shares delivered, and ¥3,019 million raised.
  2. FY2026-H1AdvancedAnnual report

    「During the interim accounting period, the stock acquisition rights attached to the convertible bonds with stock acquisition rights, etc., with exercise price adjustment clauses were exercised as follows. Interim accounting period (1 April 2025 to 30 September 2025) Number of the relevant convertible bonds with stock acquisition rights, etc., exercised during the interim accounting period (units): 11 Shares delivered upon exercise during the interim accounting period (shares): 19,790 Average exercise price, etc., for exercises during the interim accounting period (yen): 558」

    Exercise of the convertible bonds with stock acquisition rights progressed, with 11 units exercised and 19,790 shares delivered during the interim accounting period. Cumulative exercises reached 7,993 units, and cumulative shares delivered reached 2,647,099.
  3. FY2025-H1AdvancedAnnual report

    「During the interim accounting period, the stock acquisition rights attached to the convertible bonds with stock acquisition rights, etc., with exercise price adjustment clauses were exercised as follows. Interim accounting period (1 April 2024 to 30 September 2024) Number of the relevant convertible bonds with stock acquisition rights, etc., exercised during the interim accounting period (units): 5 Shares delivered upon exercise during the interim accounting period (shares): 1,775 Average exercise price, etc., for exercises during the interim accounting period (yen): 2,816 Cumulative number of the relevant convertible bonds with stock acquisition rights, etc., exercised as of the end of the interim accounting period (units): 7,982 Cumulative number of shares delivered in relation to the relevant convertible bonds with stock acquisition rights, etc., as of the end of the interim accounting period (shares): 2,627,309 Cumulative funds raised in relation to the relevant convertible bonds with stock acquisition rights, etc., as of the end of the interim accounting period (¥ million): 3,019」

    Exercise of the convertible bonds with stock acquisition rights progressed, with 5 units exercised and 1,775 shares delivered during the interim accounting period. Cumulative exercises reached 7,982 units, and cumulative shares delivered reached 2,627,309.
  4. FY2024AdvancedAnnual report

    「Number of the relevant convertible bonds with stock acquisition rights, etc., with exercise price adjustment clauses exercised during the period (units): 3; shares delivered upon exercise during the period (shares): 1,039; cumulative number of the relevant convertible bonds with stock acquisition rights, etc., exercised as of the end of the period (units): 7,977; cumulative number of shares delivered in relation to the relevant convertible bonds with stock acquisition rights, etc., as of the end of the period (shares): 2,625,534」

    Exercise of the convertible bonds with stock acquisition rights progressed, with 1,039 shares delivered during the fiscal year. Cumulative shares delivered reached 2,625,534, and cumulative funds raised reached ¥3,019 million.
  5. FY2024-Q3RestatedAnnual report

    「Number of convertible bonds with share acquisition rights and other instruments with exercise-price adjustment clauses exercised during the third-quarter accounting period (units) - Shares delivered upon exercise during the third-quarter accounting period (shares) - Cumulative number exercised as of the third-quarter accounting period-end (units) 7,976 Cumulative shares delivered in connection with these instruments as of the third-quarter accounting period-end (shares) 2,625,179 Cumulative funds raised through these instruments as of the third-quarter accounting period-end (¥ million) ¥3,019 million」

    No share acquisition rights were exercised during the third-quarter accounting period, and the cumulative totals of 7,976 units exercised, 2,625,179 shares delivered, and ¥3,019 million raised were unchanged from the previous quarter-end.
  6. FY2024-Q2RestatedAnnual report

    「During the second-quarter accounting period, the share acquisition rights attached to convertible bonds with exercise-price adjustment clauses and other instruments were exercised as follows. Number exercised during the quarter (units) - Shares delivered upon exercise during the quarter (shares) - Cumulative number exercised as of the quarter-end (units) 7,976 Cumulative shares delivered in connection with these instruments as of the quarter-end (shares) 2,625,179 Cumulative funds raised through these instruments as of the quarter-end (¥ million) ¥3,019 million」

    No share acquisition rights were exercised during the second-quarter accounting period, and the cumulative number exercised, cumulative shares delivered, and cumulative funds raised were unchanged from the previous quarter-end.
  7. FY2024-Q1AdvancedAnnual report

    「Number of convertible bonds with share acquisition rights and other instruments with exercise-price adjustment clauses exercised during the quarter (units) 2 Number of shares delivered upon exercise during the quarter (shares) 684 Average exercise price and other terms during the quarter (¥) ¥2,923 Cumulative number of convertible bonds with share acquisition rights and other instruments with exercise-price adjustment clauses exercised as of the quarter-end (units) 7,976 Cumulative number of shares delivered in connection with these instruments as of the quarter-end (shares) 2,625,179 Cumulative funds raised through these instruments as of the quarter-end (¥ million) ¥3,019 million」

    Exercise of the convertible bonds with share acquisition rights progressed, with 684 shares delivered during the quarter. Cumulative exercises totaled 7,976 units, and cumulative shares delivered totaled 2,625,179.
  8. FY2023-Q3AdvancedAnnual report

    「During the third quarter, share acquisition rights relating to bonds with share acquisition rights and other instruments with an exercise price adjustment clause were exercised as follows.」

    During the third-quarter accounting period, 21 units were exercised and 7,191 shares were delivered. Cumulative totals were 7,974 units, 2,624,495 shares, and ¥3,019 million in funds raised, with exercise activity increasing from the previous quarter.
  9. FY2023-Q2AdvancedAnnual report

    「During the second quarter, the stock acquisition rights related to stock acquisition rights, etc. with adjustment provisions for the exercise price were exercised as follows.」

    During the second-quarter accounting period, 283 units were exercised and 96,928 shares were delivered. Cumulative totals were 7,953 units, 2,617,304 shares, and ¥3,019 million in funds raised.
  10. FY2023-Q1AdvancedAnnual report

    「At a meeting of the Board of Directors held on 24 March 2022, the company resolved to issue new shares through a third-party allotment as follows, and payment was completed on 19 July 2022.」

    The issuance of 8,500,000 common shares through a third-party allotment, with a total issue price of ¥40,375 million, was completed on 19 July 2022. Exercise of the existing convertible bonds with share acquisition rights also progressed, bringing cumulative shares delivered to 2,520,376.
  11. FY2022-Q3AdvancedAnnual report

    「During the third quarter, share acquisition rights relating to bonds with share acquisition rights and other instruments with an exercise price adjustment clause were exercised as follows.」

    During the third-quarter accounting period, 80 units were exercised, 26,332 shares were delivered, and ¥80 million was raised. Cumulative totals were 5,303 units, 1,741,230 shares, and ¥5,303 million.
  12. FY2022-Q2AdvancedAnnual report

    「During the second quarter, the stock acquisition rights related to stock acquisition rights, etc. with adjustment provisions for the exercise price were exercised as follows.」

    Exercise of the convertible bonds with share acquisition rights progressed, with 81,303 shares delivered and ¥247 million raised in the second-quarter accounting period. Cumulative totals were 1,714,898 shares and ¥5,223 million.
  13. FY2022-Q1AdvancedAnnual report

    「Number of convertible bonds with share acquisition rights and other instruments with exercise-price adjustment clauses exercised during the quarter (units) 172 Number of shares delivered upon exercise during the quarter (shares) 56,461 Funds raised through exercises during the quarter (¥ million) ¥172 million Cumulative number of convertible bonds with share acquisition rights and other instruments with exercise-price adjustment clauses exercised as of the quarter-end (units) 4,976 Cumulative number of shares delivered in connection with these instruments as of the quarter-end (shares) 1,633,595 Cumulative funds raised through these instruments as of the quarter-end (¥ million) ¥4,976 million」

    Exercise of the convertible bonds with share acquisition rights progressed, with 56,461 shares delivered and ¥172 million raised in Q1. Cumulative totals were 1,633,595 shares and ¥4,976 million.
  14. FY2021AdvancedAnnual report

    「Number of convertible bonds with share acquisition rights and other instruments with exercise-price adjustment clauses exercised during the period (units) 1,143 4,804 Number of shares delivered upon exercise during the period (shares) 375,235 1,577,134 Funds raised through exercises during the period (¥ million) ¥1,143 million ¥4,804 million」

    Exercise of the convertible bonds with share acquisition rights progressed, with 1,577,134 shares delivered and ¥4,804 million raised on a cumulative basis for the fiscal year.
  15. FY2021-Q3AdvancedAnnual report

    「Number of convertible bonds with share acquisition rights and other instruments with exercise-price adjustment clauses exercised during the quarter (units) 3,661 Number of shares delivered upon exercise during the quarter (shares) 1,201,899 Funds raised through exercises during the quarter (¥ million) ¥3,661 million」

    Exercise of the convertible bonds with share acquisition rights progressed, with 1,201,899 shares issued and ¥3,661 million raised during the third-quarter accounting period. Exercise activity increased from the cumulative total through the previous quarter.
  16. FY2021-Q2AdvancedAnnual report

    「Between 1 October 2020 and 12 November 2020, the company issued new shares based on the exercise of part of the share acquisition rights. Details of the exercises were as follows. (1) Number of share acquisition rights exercised 3,019 (2) Class and number of shares issued Common shares: 991,135 shares (3) Total conversion value ¥3,019 million (4) Increase in stated capital ¥1,509 million (5) Increase in capital surplus ¥1,509 million」

    Through the exercise of convertible bonds with share acquisition rights and other instruments, 991,135 shares had been issued by the filing date, and both stated capital and capital surplus had increased by ¥1,509 million.
  17. FY2018-Q2Increase in Capital from Exercise of Stock Acquisition RightsAnnual report

    「The increase resulted from the exercise of share acquisition rights.」

    From July to September of Heisei 29, the exercise of share acquisition rights increased the number of issued shares by 40 thousand, and both stated capital and the capital surplus increased by ¥9 million. The disclosure describes a share issuance method different from the public offering and third-party allotment under the existing capital-raising theme.
  18. FY2016First statedAnnual report

    「Net cash provided by financing activities was ¥1,712 million, down 45.0% from the previous fiscal year. This mainly reflected increases in cash from proceeds of ¥5,417 million from the issuance of shares and ¥3,150 million from long-term borrowings, and decreases in cash from a ¥6,550 million reduction in short-term borrowings, among other factors.」

    In July and August of Heisei 27, the company issued 10,000 thousand new shares through a public offering and 1,500 thousand new shares through a third-party allotment, recording proceeds of ¥5,417 million from the issuance of shares.
Moved together

"Strengthening Financial Position Through Diversified Funding and Debt Reduction" moved the same way as this thread, in the same document, in 8 of its 18 moves.

885333★123456
  1. ★This thread
  2. 1Strengthening Financial Position Through Diversified Funding and Debt Reduction8×
  3. 2Share Repurchases to Improve Capital Efficiency and Enhance Shareholder Returns8×
  4. 3Exposure to Contingent Liabilities Through Joint and Several Guarantees5×
  5. 4Entering the Infrastructure Maintenance and Repair Business3×
  6. 5Maintaining and Increasing Stable Dividends3×
  7. 6Reducing Costs, Improving Safety and Shortening Construction Periods Through Proprietary Technologies3×

★ is this thread; numbers match the list above. The number on a line is how many documents both moved the same way in; lines between the other threads count the documents they moved together in too. Threads that move together often sit closer.

When this could move next
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