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Statutory disclosure document1801TAISEI CORPORATIONConstruction and Materials

Recommendation by the Securities and Exchange Surveillance Commission for an order requiring payment of an administrative monetary penalty against an employee of the company

The Securities and Exchange Surveillance Commission recommended that an administrative monetary penalty payment order be issued in connection with insider trading by 4 employees of the company. The company stated that it would impose strict disciplinary measures on the employees concerned and reinforce its education and guidance programs.

Worth reading
57In focus
0–100. This measures how worthwhile something is to read, not how good or bad the company is.
Direction
Deterioration
Direction inferred from the company’s description.
Scale
4
従業員4名
Wording
Definitive
How definitive the wording is.

Decision and Details

Securities and Exchange Surveillance Commission

当社従業員による内部者取引に関する課徴金納付命令の勧告

Decision30 May 2025
Period Covered2023年3月16日付公表の『施工中工事における鉄骨建方等の精度不良について』の公表前
Going forward内閣総理大臣及び金融庁長官に対する課徴金納付命令の発出勧告、対象従業員の厳正な処分、従業員への教育・指導の再徹底と再発防止
Quantity / scale従業員4名
Reason

当該従業員4名が、施工中工事における鉄骨建方等の精度不良に関する公表前に内部者取引をしたため

Decision and Details
ItemDetails
Matter Covered当社従業員による内部者取引に関する課徴金納付命令の勧告
Decision-Making BodySecurities and Exchange Surveillance Commission
Decision Date30 May 2025
Period Covered2023年3月16日付公表の『施工中工事における鉄骨建方等の精度不良について』の公表前
Quantity / scale従業員4名
Reason当該従業員4名が、施工中工事における鉄骨建方等の精度不良に関する公表前に内部者取引をしたため
Governing Rule金融商品取引法違反(内部者取引規制)
Related previous disclosures2023年3月16日付『施工中工事における鉄骨建方等の精度不良について』
Future plans内閣総理大臣及び金融庁長官に対する課徴金納付命令の発出勧告、対象従業員の厳正な処分、従業員への教育・指導の再徹底と再発防止
Items this document does not state (3)
Implementation DateAmountImpact on Business Performance

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

当社が2023年3月16日に公表した「施工中工事における鉄骨建方等の精度不良について」の公表前に、従業員4名が内部者取引をしたため。

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
Recommendation by the Securities and Exchange Surveillance Commission for an order requiring payment of an administrative monetary penalty against an employee of the company | TAISEI CORPORATION (1801) timely disclosure | Komori